Secondary orbital interactions, and

Fig. 3 Orbital interactions of interest in secondary orbital interaction and the unsymmetrization...

JCS(P1)1113]. The formation of the trans adduct involves a boatlike endo transition state (110 versus 111), which is enhanced in aqueous solution by some extra charge separation resulting from both secondary orbital interaction and by a hydrophobic packing effect of the substrate (94JOC1358, 94TL595). 

As expected from Alder s endo rule, and justified by consideration of maximum accumulation of unsaturation in the transition state, secondary orbital interactions and dispersion forces, furan reacts with maleic anhydride in acetonitrile at 40 °C (78JOC518) to give initially... 

In neutral Diels-Alder reactions, the endo/exo selectivity is often rationahzed through secondary orbital interaction and differences in the electron density of... 

Furthermore, the reverse result is observed when the diene is disubstituted at C-8, i.e., 5c, although the mechanistic rationalization of this result is at present unclear. When R1 = OBn 137,138 and OTBDMS139, only poor asymmetric induction is observed. However, when the reaction is carried out in water137,138 or in water-methanol (6 1) I4°, the d.r. rises to 80 20137,13S, and this result is ascribed to some extra charge separation resulting from both secondary orbital interaction and a hydrophobic packing effect of the substrate14,1. 

The stereochemistry shows that a 1 1 mixture of exo and endo products is formed. Presumably the iene is so reactive that it has little need of secondary orbital interactions and steric hindrance plays an c jal part. The isomerization in base must be by enolization (of either group) so that both substituents -i" be equatorial. The diagrams omit the benzene ring for clarity. The cis compound is B and the tram A. 

The diastereoselectivity inherent to the Diels-Alder reaction can be seen in most of the examples in preceding reactions. The reaction is not, however, enantioselective since there is no facial control for intermolecular reactions (some facial control is available for intramolecular reactions). The ortho rule, the endo rule (secondary orbital interactions), and steric interactions provide some orientational control but facial control is also required for enantioselectivity. When ethyl acrylate reacts with 2-methyl-1,3-pentadiene, it can approach from the bottom as in 247A or from the top as in 247B. Clearly, the two products (248A and 248B) are mirror images and enantiomers. This lack of facial selectivity leads to racemic mixtures in all Diels-Alder cyclizations discussed to this point. 

The factors that determine the steric course of these cycloaddition reactions are still not completely clear. It appears that a number of forces operate in the transition state and the precise composition of the product depends on the balance among these. The preference for the endo adduct, in which the dienophile substituents are oriented over the residual unsaturation of the diene in the transition state, has been rationalized by Woodward and Hoffmann in terms of secondary orbital interactions. In this explanation, the atomic orbital at C-2 (and/or C-3) in the HOMO of the diene interacts with the atomic orbital of the activating group in the LUMO of the dienophile. However, there is no evidence for this secondary orbital interaction and the stereoselectivities in the Diels-Alder reaction can be explained in terms of steric interactions, solvent effects, hydrogen-bonding, electrostatic and other forces (3.70). ... 

Figure 1.2. Endo and exo pathway for the Diels-Alder reaction of cyclopentadiene with methyl vinyl ketone. As was first noticed by Berson, the polarity of the endo activated complex exceeds that of the exo counterpart due to alignment of the dipole moments of the diene and the dienophile K The symmetry-allowed secondary orbital interaction that is only possible in the endo activated complex is usually invoked as an explanation for the preference for endo adduct exhibited by most Diels-Alder reactions.

Theoretical work by the groups directed by Sustmann and, very recently, Mattay attributes the preference for the formation of endo cycloadduct in solution to the polarity of the solvent Their calculations indicate that in the gas phase the exo transition state has a lower energy than the endo counterpart and it is only upon introduction of the solvent that this situation reverses, due to the difference in polarity of both transition states (Figure 1.2). Mattay" stresses the importance of the dienophile transoid-dsoid conformational equilibrium in determining the endo-exo selectivity. The transoid conformation is favoured in solution and is shown to lead to endo product, whereas the cisoid conformation, that is favoured in the gas phase, produces the exo adduct This view is in conflict with ab initio calculations by Houk, indicating an enhanced secondary orbital interaction in the cisoid endo transition state . 

In summary, it seems that for most Diels-Alder reactions secondary orbital interactions afford a satisfactory rationalisation of the endo-exo selectivity. However, since the endo-exo ratio is determined by small differences in transition state energies, the influence of other interactions, most often steric in origin and different for each particular reaction, is likely to be felt. The compact character of the Diels-Alder activated complex (the activation volume of the retro Diels-Alder reaction is negative) will attenuate these eflfects. The ideas of Sustmann" and Mattay ° provide an attractive alternative explanation, but, at the moment, lack the proper experimental foundation. 

The regioselectivity benefits from the increased polarisation of the alkene moiety, reflected in the increased difference in the orbital coefficients on carbon 1 and 2. The increase in endo-exo selectivity is a result of an increased secondary orbital interaction that can be attributed to the increased orbital coefficient on the carbonyl carbon ". Also increased dipolar interactions, as a result of an increased polarisation, will contribute. Interestingly, Yamamoto has demonstrated that by usirg a very bulky catalyst the endo-pathway can be blocked and an excess of exo product can be obtained The increased di as tereo facial selectivity has been attributed to a more compact transition state for the catalysed reaction as a result of more efficient primary and secondary orbital interactions as well as conformational changes in the complexed dienophile" . Calculations show that, with the polarisation of the dienophile, the extent of asynchronicity in the activated complex increases . Some authors even report a zwitteriorric character of the activated complex of the Lewis-acid catalysed reaction " . Currently, Lewis-acid catalysis of Diels-Alder reactions is everyday practice in synthetic organic chemistry. 

There are probably several factors which contribute to determining the endo exo ratio in any specific case. These include steric effects, dipole-dipole interactions, and London dispersion forces. MO interpretations emphasize secondary orbital interactions between the It orbitals on the dienophile substituent(s) and the developing 7t bond between C-2 and C-3 of the diene. There are quite a few exceptions to the Alder rule, and in most cases the preference for the endo isomer is relatively modest. For example, whereas cyclopentadiene reacts with methyl acrylate in decalin solution to give mainly the endo adduct (75%), the ratio is solvent-sensitive and ranges up to 90% endo in methanol. When a methyl substituent is added to the dienophile (methyl methacrylate), the exo product predominates. ... 

The endo exo selectivity for the Lewis acid-catalyzed carbo-Diels-Alder reaction of butadiene and acrolein deserves a special attention. The relative stability of endo over exo in the transition state accounts for the selectivity in the Diels-Alder cycloadduct. The Lewis acid induces a strong polarization of the dienophile FMOs and change their energies (see Fig. 8.2) giving rise to better interactions with the diene, and for this reason, the role of the possible secondary-orbital interaction must be considered. Another possibility is the [4 + 3] interaction suggested by Singleton... 

The Diels-Alder reaction of a diene with a substituted olefinic dienophile, e.g. 2, 4, 8, or 12, can go through two geometrically different transition states. With a diene that bears a substituent as a stereochemical marker (any substituent other than hydrogen deuterium will suffice ) at C-1 (e.g. 11a) or substituents at C-1 and C-4 (e.g. 5, 6, 7), the two different transition states lead to diastereomeric products, which differ in the relative configuration at the stereogenic centers connected by the newly formed cr-bonds. The respective transition state as well as the resulting product is termed with the prefix endo or exo. For example, when cyclopentadiene 5 is treated with acrylic acid 15, the cw fo-product 16 and the exo-product 17 can be formed. Formation of the cw fo-product 16 is kinetically favored by secondary orbital interactions (endo rule or Alder rule) Under kinetically controlled conditions it is the major product, and the thermodynamically more stable cxo-product 17 is formed in minor amounts only. 

The generally observed endo preference has been justified by secondary orbital interactions, [17e, 42,43] by inductive or charge-transfer interactions [44] and by the geometrical overlap relationship of the n orbitals at the primary centers [45]. 

The complexation with Lewis acids or the protonation influences both the energy and the coefficients of carbon atoms of the LUMO orbital of the dienophile. The coefficient of the carbonyl carbon orbital increases (Scheme 1.16) consequently, the stabilizing effect of the secondary orbital interaction is greatly increased and the endo addition is more favored. 

Secondary orbital interactions (SOI) (Fig. 2) [5] between the non-reacting centers have been proposed to determine selectivities. For example, cyclopentadiene undergoes a cycloaddition reaction with acrolein 1 at 25 °C to give a norbomene derivative (Fig. 2a) [6]. The endo adduct (74.4%) was preferred over the exo adduct (25.6%). This endo selectivity has been interpreted in terms of the in-phase relation between the HOMO of the diene at the 2-position and the LUMO at the carbonyl carbon in the case of the endo approach (Fig. 2c). An unfavorable SOI (Fig. 2d) has also been reported for the cycloaddition of cyclopentadiene and acetylenic aldehyde 2 and its derivatives (Fig. 2b) [7-9]. The exo-TS has been proposed to be favored over the endo- IS. 

Secondary orbital interaction had been proposed to explain predominant formation of endo attack prodncts in Diels Alder reaction of cyclopentadiene and dienophiles by Hoffmann and Woodward [22]. According to this rnle, the major stereoisomer in Diels-Alder reactions is that it is formed through a maximum accumulation of double bonds. In the Diels-Alder reactions, secondary orbital interaction consists of a stabilizing two-electron interaction between the atoms not involved in the formation or cleavage of o bonds (Scheme 19). 

The secondary orbital interaction has been applied to explain enantioselective catalytic Diels-Alder reactions of cyclic dienes and acetylenic dienophiles [23, 24]. 

There were proposed some applications of secondary orbital interaction to explain the tr-facial selectivity. Anh proposed that the selectivity in the reactions of 5-acetoxycyclopentadiene 1 was ascribed to the stabilization by the interaction between the LUMO of a dienophile and n-orbital of the alkoxy oxygen of the acetoxy moiety [25] (Scheme 20). 

Ohwada extends his theory, unsymmetrization of n orbitals, to Orbital Phase Environment including the secondary orbital interaction (Chapter Orbital Phase Environments and Stereoselectivities by Ohwada in this volume). The reactions between the cyclopentadienes bearing spiro conjugation with benzofluorene systems with maleic anhydride exemplified the importance of the phase environment. The reactions proceed avoiding the out-of-phase interaction between dienophile LUMO and the HOMO at the aromatic rings. The diene 34 with benzo[b]fluorene favored syn addition with respect to the naphtalene ring, whereas the diene 35 with benzo[c]fluorene showed the reverse anti preference (Scheme 22) [28]. 

Gleiter and Ginsburg found that 4-substituted-l,2,4-triazoline-3,5-dione reacted with the propellanes 36 and 37 at the syn face of the cyclohexadiene with respect to the hetero-ring. They ascribed the selectivity to the secondary orbital interaction between the orbitels (LUMO) of 36 and 37 with antisymmetrical combination of lone pair orbitals (HOMO ) of the triazolinediones (Scheme 24) [29]. 

In the case of the reverse-electron-demand Diels-Alder reactions, the secondary orbital interaction between the Jt-HOMO of dienophile and the LUMO of 114 or the effect of the orbital phase enviromnents (Chapter Orbital Phase Enviromnents and Stereoselectivities by Ohwada in this volume) cannot be ruled out as the factor controlling the selectivity (Scheme 55). 

The preference for the endo TS is considered to be the result of interaction between the dienophile substituent and the tt electrons of the diene. These are called secondary orbital interactions. Dipolar attractions and van der Waals attractions may also be involved.12 Some exo-endo ratios for thermal D-A reactions of cyclopentadiene are... 

In Entry 2 a similar triene that lacks the activating carbonyl group undergoes reaction but a much higher temperature is required. In this case the ring junction is trans, which corresponds to an exo TS and may reflect the absence of secondary orbital interaction between the diene and dienophile. 

The reaction of nitrostyrene with cyclopentadiene gives the normal Diels-Alder adduct. However, the Lewis acid-catalyzed cycloaddition affords two isomeric nitronates, syn and anti in an 80-to-20 ratio. The major isomer is derived from an endo transition state. The preference of yy/i-fused cycloadducts can be understood by considering secondary orbital interactions (Eq. 8.95).152... 

According to recent quantum mechanical calculations, die importance of secondary orbital interactions, which have also been frequently used to explain die endo diastereoselectivity of Diels-Alder reactions, seems to be questionable and to be reserved for special cases like the addition of cyclopropene to various dienes. T. Karcher, W. Sicking, J. Sauer and R. Sustmann, Tetrahedron Lett., 33, 8027 (1992) R. Sustmann and W. Sicking, Tetrahedron, 48, 10293 (1992) Y. Apeloig and E. Matzner,./. Am. Chem. Soc., 117, 5375 (1995). 

It was demonstrated that the transition state of these processes exhibits a weak zwitterionic character and that secondary orbital interactions facilitate the endo approach. 

The authors (162) attempted to explain the stereochemical outcome of the reactions (Schemes 3.169 and 3.170) in the terms used earlier (337), that is, by steric factors, which destabilize the endo approach of a dipolarophile, and the electronic effect (secondary orbital interactions), which is most typical for electron-rich dipolarophiles and can slightly stabilize the endo approach of these olefins. 

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