Novolac-diazonaphthoquinone

HPR-206 Positive Photoresist (Olin-Hunt) Mixed Isomer Novolac + Diazonaphthoquinone Photoactive Compounds 120-140... 

The workhorse of the VLSI industry today is a composite novolac-diazonaphthoquinone photoresist that evolved from similar materials developed for the manufacture of photoplates used in the printing industry in the early 1900 s (23). The novolac matrix resin is a condensation polymer of a substituted phenol and formaldehyde that is rendered insoluble in aqueous base through addition of 10-20 wt% of a diazonaphthoquinone photoactive dissolution inhibitor (PAC). Upon irradiation, the PAC undergoes a Wolff rearrangement followed by hydrolysis to afford a base-soluble indene carboxylic acid. This reaction renders the exposed regions of the composite films soluble in aqueous base, and allows image formation. A schematic representation of the chemistry of this solution inhibition resist is shown in Figure 6. 

Typical resists include cyclized polyisoprene with a photosensitive crosslinking agent (ex bisazide) used in many negative photoresists, novolac resins with diazoquinone sensitizers and imidazole catalysts for positive photoresists, poly(oxystyrenes) with photosensitizers for UV resists, polysilanes for UV and X-ray resists, and polymethacrylates and methacrylate-styrenes for electron-beam resists (Clegg and Collyer, 1991). Also note the more recent use of novolac/diazonaphthoquinone photoresists for mid-UV resists for DRAM memory chips and chemically amplified photoacid-catalysed hydroxystyrene and acrylic resists for deep-UV lithography (Choudhury, 1997). 

As the wavelengths used decreased, so did the number of incident photons per unit area. At the same time, the absorbance of the novolac/diazonaphthoquinone... 

Positive-Tone Photoresists based on Dissolution Inhibition by Diazonaphthoquinones. The intrinsic limitations of bis-azide—cycHzed mbber resist systems led the semiconductor industry to shift to a class of imaging materials based on diazonaphthoquinone (DNQ) photosensitizers. Both the chemistry and the imaging mechanism of these resists (Fig. 10) differ in fundamental ways from those described thus far (23). The DNQ acts as a dissolution inhibitor for the matrix resin, a low molecular weight condensation product of formaldehyde and cresol isomers known as novolac (24). The phenoHc stmcture renders the novolac polymer weakly acidic, and readily soluble in aqueous alkaline solutions. In admixture with an appropriate DNQ the polymer s dissolution rate is sharply decreased. Photolysis causes the DNQ to undergo a multistep reaction sequence, ultimately forming a base-soluble carboxyHc acid which does not inhibit film dissolution. Immersion of a pattemwise-exposed film of the resist in an aqueous solution of hydroxide ion leads to rapid dissolution of the exposed areas and only very slow dissolution of unexposed regions. In contrast with crosslinking resists, the film solubiHty is controUed by chemical and polarity differences rather than molecular size. 

The solubHity properties of the PAG itself can play an important role in the overaH resist performance as weU (50). SolubHity differences between the neutral onium salt and the acidic photoproducts can be quite high and wHl affect the resist contrast. In fact onium salts can serve as dissolution inhibitors in novolac polymers, analogous to diazonaphthoquinones, even in the absence of any acid-sensitive chemical function (51). 

The use of phenolic polymers in photocrosslinkable systems usually involves multicomponent systems which incorporate polyfunctional low molecular weight crosslinkers. For example, Feely et al. [9] have used hydroxymethyl melamine in combination with a photoactive diazonaphthoquinone which produces an indene carboxylic acid upon irradiation to crosslink a novolac resin. Similarly, Iwayanagi et al. [10] have used photoactive bisazides in combination with poly(p-hydroxy-sty-rene) to afford a negative-tone resist material which does not swell upon development in aqueous base. 

Tetramethylammonium hydroxide, TMAH, (Fluka Chemicals) was diluted with distilled water from a 25 wt % aqueous solution. In all cases the diazonaphthoquinone dissolution inhibitor used was Fairmont Positive Sensitizer 1009 (Fairmont Chemical Company). The syntheses of the PDMSX oligomers and novolac-PDMSX block copolymers have already been reported (11). The dimethylamine terminated poly(dimethyl siloxane), =510 g/mole (Petrarch), was used as the PDMSX component or to prepare higher molecular weight analogs. 

The incorporation of PDMSX into conventional novolac resins has produced potential bilevel resist materials. Adequate silicon contents necessary for O2 RIE resistance can be achieved without sacrificing aqueous TMAH solubility. Positive resist formulations using an o-cresol novolac-PDMSX (510 g/mole) copolymer with a diazonaphthoquinone dissolution inhibitor have demonstrated a resolution of coded 0.5 pm L/S patterns at a dose of 156 mJ/cm2 upon deep-UV irradiation. A 1 18 O2 etching selectivity versus hard-baked photoresist allows dry pattern transfer into the bilevel structure. 

Materials DNQ was synthesized by esterification of o-cresol formaldehyde novolac resin (Mw=900) and of l,2-diazonaphthoquinone-5-sulfonyl chloride. The esterification rate was ca. 0.4. The novolac-based resist used in EB lithography to compare with SPP was... 

Positive photoresist formulations consist of a novolac resin and an appropriate diazonaphthoquinone dissolved in organic solvent. Common solvents include ethyl cellosolve acetate, diglyme, etc. These formulations are spin-coated and then baked to remove the coating solvent. They provide films in which the sensitizer is randomly distributed through the novolac matrix. 

Figure 17. A schematic representation of positive resist action in diazonaphthoquinone-novolac resists. Photolysis of the sensitizer inhibitor) produces acid which allows the exposed areas of the resist to be selectively dissolved (developed) in aqueous base.

Figure 19 shows the ultraviolet absorption spectrum of a typical diazonaphthoquinone and a common novolac resin. The naphthoquinone sensitizer has a strong absorbance at the 365 nm., 405 nm., and to a lesser extent the 436 nm. mercury emission lines. There are two diazonaphthoquinone isomers that are used in commercial photoresist formulations that are available at this time. The 5-arylsulfonates are by far the most commonly used. A spectrum of a representative of this class of materials is depicted in Figure 20. The 5-arylsulfonate materials are characterized by an absorbance maximum at approximately 400 nm. and a second, slightly stronger maximum at approximately 340 nm.

Figure 18. Diazonaphthoquinone-novolac resist. The novolac (Novolak) matrix resin is prepared by acid catalyzed copolymerization of cresol and formaldehyde. The base insoluble sensitizer, a diazohaphthoquinone, undergoes photolysis to produce a carbene which then undergoes Wolff rearrangement to form a ketene. The ketene adds water which is present in, the film, to form a base soluble, indenecarboxylic acid photoproduct.

Figure 19. Absorbance spectrum of a typical diazonaphthoquinone sensitizer (in solution) and a cresylic acid novolac (film). The wavelengths of principle mercury emission lines are labeled.

Fig. 10. Chemistry of diazonaphthoquinone—cresol novolac positive-acting resist. During pattemwise exposure, the DNQ undergoes photolysis that...

One final example of the application of onium salt photochemistry in positive resist materials should be mentioned, because it does not include any postexposure acid-catalyzed processes and therefore does not encompass the principle of chemical amplification (79). Interestingly, Newman (79) has determined that onium salts themselves can inhibit the dissolution of novolac in aqueous base and that irradiation of such an onium salt-novolac resist restores the solubility of the resin in developer and leads to a positive-tone image. In this application, the onium salt behaves like diazonaphthoquinone in a typical positive resist. Recently, Ito (80) has reported also the use of onium salts as novolac dissolution inhibitors. 

The basic resist systems have remained essentially the same the positive photoresist composed of a novolac resin and a photoactive substituted diazonaphthoquinone dissolution inhibitor is the resist of choice. The current tools and resists will be able to print features as small as 0.5-0.7 (xm in a production environment. These systems are almost certainly the last generation of conventional-wavelength photolithographic systems. 

Knowledge that silyl substituents may be incorporated into standard resist chemistry to effect etching resistance has prompted several workers to evaluate silylated novolacs as matrix resins for conventional positive-photoresist formulations. Typically, these resists operate via a dissolution inhibition mechanism whereby the matrix material is rendered insoluble in aqueous base through addition of a diazonaphthoquinone. Irradiation of the composite induces a Wolff rearrangement to yield an indenecarboxylic acid (Figure 4), which allows dissolution of the exposed areas in an aqueous-base developer (35). 

The first attempt to design a conventional photoresist resistant to RIE made use of trimethylsilylphenol (36), However, efforts to prepare an aqueous-base-soluble novolac from this monomer were frustrated by the hydrolytic instability of the bond between the aromatic carbon and the silicon atom. These problems were overcome by insertion of a methylene spacer between the aromatic ring and the silyl substituent. Thus, trimethylsilyl-methylphenol may be terpolymerized with ere sol and formaldehyde to afford stable, etching-resistant, aqueous-base-soluble resins see structure) (37). Formulation with a diazonaphthoquinone inhibitor affords a UV-sensitive resist (120 mj/cm at 405 nm) that acts as an etching mask for subsequent... 

Chart 2.2. This DQN system employs a cresol-formaldehyde novolac resin as the matrix material. The resin is rendered photosensitive by addition of a diazonaphthoquinone that undergoes photolysis to produce a ketene intermediate that rapidly reacts with water present in the resin to yield an inde-necarboxylic acid. The lipophilic diazoquinone serves to reduce the solubility of novolac films in aqueous base. Photolysis leads to production of an acidic photoproduct that renders exposed areas of the film soluble in aqueous base. 

Figure 2.9. The N-alkyldiazopiperidinedione structure is typical of the 1,3-diacyl-2-diazo compounds studied at IBM. Photolysis produces a carboxylic acid analogous to the chemistry of diazonaphthoquinones. These materials absorb strongly in the DUV region, but bleach completely as indicated in the spectra of a methanolic solution bottom). Resists formulated from these materials in novolac show residual unbleachable absorbance due to the resin as shown in the spectra of thin films (top).

---