Electrocyclic reactions 6-electron

The direct connection of rings A and D at C l cannot be achieved by enamine or sul> fide couplings. This reaction has been carried out in almost quantitative yield by electrocyclic reactions of A/D Secocorrinoid metal complexes and constitutes a magnificent application of the Woodward-Hoffmann rules. First an antarafacial hydrogen shift from C-19 to C-1 is induced by light (sigmatropic 18-electron rearrangement), and second, a conrotatory thermally allowed cyclization of the mesoionic 16 rc-electron intermediate occurs. Only the A -trans-isomer is formed (A. Eschenmoser, 1974 A. Pfaltz, 1977). 

There are several general classes of pericyclic reactions for which orbital symmetry factors determine both the stereochemistry and relative reactivity. The first class that we will consider are electrocyclic reactions. An electrocyclic reaction is defined as the formation of a single bond between the ends of a linear conjugated system of n electrons and the reverse process. An example is the thermal ring opening of cyclobutenes to butadienes ... 

When we recall the symmetry patterns for linear polyenes that were discussed in Chapter 1 (see p. 33), we can fiorther generalize the predictions based on the symmetry of the polyene HOMO. Systems with 4 n electrons will undergo electrocyclic reactions by conrotatoiy motion, whereas systems with 4 4- 2 n electrons will react by the disrotatoiy mode. 

We have now considered three viewpoints from which thermal electrocyclic processes can be analyzed symmetry characteristics of the frontier orbitals, orbital correlation diagrams, and transition-state aromaticity. All arrive at the same conclusions about stereochemistiy of electrocyclic reactions. Reactions involving 4n + 2 electrons will be disrotatory and involve a Hiickel-type transition state, whereas those involving 4n electrons will be conrotatory and the orbital array will be of the Mobius type. These general principles serve to explain and correlate many specific experimental observations made both before and after the orbital symmetry mles were formulated. We will discuss a few representative examples in the following paragraphs. 

The prediction on the basis of orbital symmetry analysis that cyclization of eight-n-electron systems will be connotatoiy has been confirmed by study of isomeric 2,4,6,8-decatetraenes. Electrocyclic reaction occurs near room temperature and establishes an equilibrium that favors the cyclooctatriene product. At slightly more elevated temperatures, the hexatriene system undergoes a subsequent disrotatory cyclization, establishing equilibrium with the corresponding bicyclo[4.2.0]octa-2,4-diene ... 

There are also examples of electrocyclic processes involving anionic species. Since the pentadienyl anion is a six-7c-electron system, thermal cyclization to a cyclopentenyl anion should be disrotatory. Examples of this electrocyclic reaction are rare. NMR studies of pentadienyl anions indicate that they are stable and do not tend to cyclize. Cyclooctadienyllithium provides an example where cyclization of a pentadienyl anion fragment does occur, with the first-order rate constant being 8.7 x 10 min . The stereochemistry of the ring closure is consistent with the expected disrotatory nature of the reaction. 

A striking illustration of the relationship between orbital symmetry considerations and the outcome of photochemical reactions can be found in the stereochemistry of electrocyclic reactions. In Chapter 11, the distinction between the conrotatory and the disrotatory mode of reaction as a function of the number of electrons in the system was... 

Fora [4 + 2 -7r-electron cycloaddition (Diels-Aldei reaction), let s arbitrarily select the diene LUMO and the alkene HOMO. The symmetries of the two ground-slate orbitals are such that bonding of the terminal lobes can occur with suprafacial geometry (Figure 30.9), so the Diels-Alder reaction takes place readily under thermal conditions. Note that, as with electrocyclic reactions, we need be concerned only with the terminal lobes. For purposes of prediction, interactions among the interior lobes need not be considered. 

Thermal and photochemical cycloaddition reactions always take place with opposite stereochemistry. As with electrocyclic reactions, we can categorize cycloadditions according to the total number of electron pairs (double bonds) involved in the rearrangement. Thus, a thermal Diels-Alder [4 + 2] reaction between a diene and a dienophile involves an odd number (three) of electron pairs and takes place by a suprafacial pathway. A thermal [2 + 2] reaction between two alkenes involves an even number (two) of electron pairs and must take place by an antarafacial pathway. For photochemical cyclizations, these selectivities are reversed. The general rules are given in Table 30.2. 

Electrocyclic reaction (Section 30.3) A unimolecular peri-cyclic reaction in which a ring is formed or broken by a concerted reorganization of electrons through a cyclic transition state. For example, the cyciization of 1,3.5-hexatriene to yield 1,3-cyclohexadiene is an electrocyclic reaction. 

Woodward and Hoffmann define as electrocyclic reactions the formation of a single bond between the termini of a system containing k n electrons, and the reverse process(89) ... 

Eastman, R. H., 158, 166 Eaton, P. F., 460 Eigen, M., 80 Eisenberg, W., 125 Electrocyclic addition, 46 Electrocyclic reaction rules, 339 Electrocyclic reactions, 402,408 4n-examples, 408 (4n + 2)-examples, 410 Electron impact spectroscopy, triplet energy, 220-223 Electronic energy transfer, 267 Electronic integral, 21 Electronic transitions /-a ,16 n -Mr, 16... 

Scheme 13 may look unfavorable on the face of it, but in fact the second two reactions are thermally allowed 10- and 14-electron electrocyclic reactions, respectively. The aromatic character of the transition states for these reactions is the major reason why the benzidine rearrangement is so fast in the first place.261 The second bimolecular reaction is faster than the first rearrangement (bi-molecular kinetics were not observed) it is downhill energetically because the reaction products are all aromatic, and formation of three molecules from two overcomes the entropy factor involved in orienting the two species for reaction. 

Electrocyclic reactions are examples of cases where n-electron bonds transform to sigma ones [32,49,55]. A prototype is the cyclization of butadiene to cyclobutene (Fig. 8, lower panel). In this four electron system, phase inversion occurs if no new nodes are formed along the reaction coordinate. Therefore, when the ring closure is disrotatory, the system is Hiickel type, and the reaction a phase-inverting one. If, however, the motion is conrotatory, a new node is formed along the reaction coordinate just as in the HC1 + H system. The reaction is now Mobius type, and phase preserving. This result, which is in line with the Woodward-Hoffmann rules and with Zimmerman s Mobius-Hiickel model [20], was obtained without consideration of nuclear symmetry. This conclusion was previously reached by Goddard [22,39]. 

The predicted conrotatory cyclization of octatetraenes was confirmed for the case of the methyl-substituted compounds, which above 16 °C readily formed the cyclooctatrienes shown in equations 13 and 14)14. We conclude this section with an electrocyclic reaction involving ten TT-electrons, that is, the formation of azulene (17) when the fulvene 16 is heated (equation 15)15,16. 

The Claisen rearrangement is an electrocyclic reaction which converts an allyl vinyl ether into a y,8-unsaturated aldehyde or ketone, via a (3.3) sigmatropic shift. The rate of this reaction can be largely increased in polar solvents. Several works have addressed the study of the reaction mechanism and the electronic structure of the transition state (TS) by examining substituent and solvent effects on the rate of this reaction. 

Electrocyclic reactions can be brought about by heat, by ultraviolet irradiation and sometimes by use of metal catalysts. The thermal reaction is generally not reversible and as written above cyclobutenes have been converted to 1, 3 dienes by heating between 100° and 200°C. But the photochemical conversion can be carried out in either direction. Generally 1, 3 dienes can be converted to cyclobutenes rather than the reverse because the dienes because of n electrons are strong absorbers of light at the used wavelengths. 

The most simple electrocyclic reaction involving a 2k electron system is the formation of an alkyl cation from a cyclopropyl cation... 

The simplest example of an electrocyclic reaction involving 4n electron system is the thermal opening of cyclobutenes to 1,3 butadienes. The reaction can be done thermally or photochemically and under either conditions, it is stereospecific. 

There seems to be no great difference in the free energy between acyclic triene and the cyclic diene. This is because of smaller strain in the six-membered ring as compared with the four-membered one. On the other hand in 6n electron system in electrocyclic process there is more efficient absorption in the near regions of u.v. spectrum. This is why under both thermal and photochemical conditions, the (1, 6) electrocyclic reactions are reversible. Side reactions are more frequent in reversible. Side reactions are more frequent in reversible transformations of trienes than in dienes. The dehydrogenation of cyclic dienes to aromatic compounds may also occur in the thermal process. On heating cyclohexadiene yields benzene and hydrogen. 

The electrocyclic reactions of n systems containing an impaired electron are difficult to interpret using the above simple theories. The symmetry of the HOMO of the radical system corresponds to that of the corresponding anion. Thus the allyl radical would be expected to cyclize in the same manner as the alkyl anion i.e., in a conrotatory manner. In fact the interconversion takes place in a disrotatory manner. Theoretical calculations based on Huckets theory also give ambiguous or incorrect predictions. And therefore more sophisticated calculations are required to obtain reliable results. 

Many other examples of contrasting behaviour have been discovered. For example all-cis-cyclodecapentaene (VII) photochemically equilibrate at low temperatures with trans 9, 10 dihydronapthalene by a conrotatory six electron electrocyclic reaction but it is converted thermally into cis-9, 10 dihydronaphthalene by disrotatory closure. 

The mode of reaction of electrocyclic reactions is shown in Table 8.1, where the total number of electrons (N) is given as a multiple (4n) or not a multiple (4n + 2) of four. 

For the thermal electrocyclic reaction of dienes, the HOMO for the diene is n2, since there are four electrons to accommodate in the n-orbitals (two paired electrons per orbital). Thus, for hexa-2,4-diene the conrotatory mode of reaction gives the trans isomer (Scheme 8.3). 

For the photochemical electrocyclic reaction of the diene, irradiation promotes one electron from n2 to n and the disrotatory mode of reaction gives the cis isomer (Scheme 8.4). 

V-Phenylbenzylimines undergo stilbene-type photocyclizations (equation 83) to yield heterocyclic compounds143. The reactions usually take place via the iminium salt and need oxidants like oxygen or iodine. Six-electron electrocyclic reactions have been observed for 1-aza-l,3-dienes144 (equation 84). 

Enamides 163 undergo photochemical conrotatory six-electron electrocyclic reactions to yield the dihydro intermediate 164, which in turn yields the fraws-fused cyclic product 165 (equation 105) by a (l,5)-suprafacial hydrogen shift. Several natural product syntheses like that of benzylisoquinoline and indole type alkaloids can be achieved by this type of photocyclization (equations 106163, 107164, 108165 and 109166). 

The concepts of electron-transfer catalysis and so-called hole-catalysis [1] are closely related. It is now generally accepted that many organic reactions that are slow for the neutral reaction system proceed very much more easily in the radical cation. Although hole-catalysis is now well documented experimentally [2], there is surprisingly little mention of the corresponding reductive process, in which a reaction is accelerated by addition of an electron to the reacting system. Although the concept of electron-catalysis is not as well known as hole-catalysis, there are experimental examples of electrocyclic reactions that proceed rapidly in the radical anion, but slowly or not at all in the neutral system [3], For reasons that will be outlined below, we can expect that, in many cases, difficult or forbidden closed-shell reactions will be very much easier if an unpaired electron is introduced into the system by one-electron oxidation or reduction. Thus, if a neutral reaction A - B proceeds slowly or not at all, the radical cation (A" -> B" ) or radical anion (A" B" ) may be facile... 

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