Basic aldol condensation

Bhanage and coworkers [62] investigated the reaction in polyethylene glycol and used the recycled rhodium phosphinite catalyst up to five times. Wasserscheid s group performed HAM in a continuous reactor operating with supported ionic liquid phase (SILP) catalysts [49]. A particular feature was that, by using a SILP catalyst based on neutral oxide and porous carbon supports and ILs of low basicity, aldol condensation could be fully suppressed. Alternatively, the reaction has been run with the assistance of a rhodium catalyst immobilized in a sol-gel matrix [73]. 

Allyl aryl ethers are used for allylation under basic conditionsfh], but they can be cleaved under neutral conditions. Formation of the five-membered ring compound 284 based on the cyclization of 283 has been applied to the syntheses of methyl jasmonate (285)[15], and sarkomycin[169]. The trisannulation reagent 286 for steroid synthesis undergoes Pd-catalyzed cyclization and aldol condensation to afford CD rings 287 of steroids with a functionalized 18-methyl group 170]. The 3-vinylcyclopentanonecarboxylate 289, formed from 288, is useful for the synthesis of 18-hydroxyestrone (290)[I7I]. 

Citral reacts in an aldol condensation using excess acetone and a basic catalyst, usually sodium hydroxide. The excess acetone can be recovered for recycle. The resulting intermediate pseudoionone [141-10-6] (83) after cyclization with phosphoric acid gives predominantly a-ionone [127-41 -3] (84), which is the isomer commercially important in flavors and fragrances. A hydrocarbon solvent is generally necessary in order to get high yields. P-Ionone [14901-07-6] (85) is the predominant isomer if sulfuric acid is used as the catalyst but lower temperature than that for cyclization to a-ionone is required. y-Ionone [79-6-5] (86) is also produced. 

This possible mechanism should be evaluated in relation to the catalysts. If the catalytic action is to be ascribed to the acid character of the catalysts, the condensation under consideration may differ from the ordinary aldol condensation, which is catalyzed preferentially by basic agents. Nevertheless, many condensations of the aldol type are effected with the aid of acidic reagents. Moreover, the condensation of sugars with dicarbonyl compounds has been carried out in aqueous alcoholic media which are non-acidic hence, there also exists the possibility of a mechanism catalyzed simultaneously by acid and by base, somewhat like that suggested by Lowry46 in another connection. A transition state with an amphiprotic structure has been postulated. Its formation can be catalyzed by either acids or bases. 

One of the several mechanisms for decarboxylation is the reverse of the familiar carboxylation reaction of organometallic compounds or carbanions. Many of the acids RCOOH that are readily decarboxylated in basic media are compounds for which the corresponding R( ) is a comparatively stable carbanion.405 The postulated intermediate has actually been trapped or diverted in a few cases as the product of an aldol condensation.406... 

Simple aliphatic nitriles, aldehydes, ketones and esters are not readily alkylated under liquiddiquid phase-transfer conditions. Direct alkylation of aldehydes under even mildly basic phase-transfer conditions has to compete with aldol and Cannizzaro reactions and yields are low and variable [e.g. 6], a,a-Disubstituted aldehydes are C-alkylated, e.g. formylcyclohexane has been alkylated (>70%) with a range of reagents using benzyltrimethylammonium isopropoxide as the basic catalyst [7], whereas a-unsubstituted alkanals tend to undergo aldol condensation under basic liquid liquid two-phase conditions [8]. 

However, cyanide ion is not suitable for inducing a benzoin-type condensation between two aliphatic aldehydes, since the basic character of this ion induces an aldol condensation between them. In Nature, nevertheless, condensations of this type take place easily. As Breslow proposed in 1958 [8], such condensations are catalysed by thiamine pyrophosphate 6 (or cocarboxylase), the active part of which is the conjugate base of the "thiazolium cation present in it. According to Breslow [8a], the mechanism is, in fact, identical to that described for the cyanide ion (see Scheme 5.7) that is to say, the conjugate base of thiamine (TPP ) reacts with an "aldehyde equivalent -such as an a-ketoacid 2- to generate the corresponding "active aldehyde" 8 with umpoled reactivity, which then reacts with the electrophile to give finally, after elimination of "thiamine anion", a 1,2-D system (9). 

Although the results are easily rationalised in the case of the a-alkylation (attack of the electrophile at the Re face, i.e., attack from the less hindered a face), in the aldol condensation it is somewhat more difficult to rationalise and several factors should be considered. According to Evans [14] one possible explanation for the diastereofacial selection observed for these chiral enolates is illustrated in Scheme 9.14. In the aldol reactions, the more basic carbonyl group of the aldehyde partner interacts with the chelated boron enolate 45 to give the "complex" A which may... 

One of the most thoroughly investigated aldol condensations is the selfcondensation of acetone. This is an important industrial reaction for the production of diacetone alcohol (DA) (Scheme 11), which is valuable as a chloride-free solvent and an intermediate in the synthesis of industrially important products such as mesityl oxide (MO), isophorone, methyl isobutyl ketone, and 3,5-xylenol. The reaction is exothermic, with the yield of DA decreasing with increasing reaction temperature it is usually performed with NaOH or KOH as a basic catalyst 118). 

The order of activity per unit surface area was equal to that in the case of selfcondensation of acetone and in agreement with the order of basicity of the solids, namely, SrO > CaO > MgO. However, the authors found that the rate-determining step for aldol condensation of n-butyraldehyde is the a-hydrogen abstraction by the active sites, which are the surface ions. The differences in rate-determining step and active sites in the condensation of butyraldehyde and aldol condensation of the acetone were attributed to differences in acidity of the a-hydrogen in the two molecules. CaO was slightly more active than MgO at 273 K after a reaction time of 1 h, maximum conversions of 41% were observed with selectivities to 2-ethyl-3-hydroxy-hexanal and to the corresponding Tishchenko reaction product (2-ethyl-3-hydroxy- -hexyl butyrate) of 39.8 and 56.9%, respectively. 

Recently, cross-aldol condensation of benzaldehyde with n-heptaldehyde to give jasminaldehyde (Scheme 13) has been reported a mesoporous molecular sieve Al-MCM-41 with supported MgO was the catalyst. The reactions were carried out in a stirred autoclave reactor with a molar benzaldehyde/heptanal ratio of 10 at 373-448 K (236). The results show that Al-MCM-41 is catalytically active, and its activity is significantly increased by the deposition of MgO (Table V). Increasing the amount of deposited MgO on Al-MCM-41 decreases the surface area but enhances the catalyst basicity. The basicity is well correlated with the catalytic activity, although the selectivity to jasminaldehyde is not the selectivity is essentially independent of temperature, pressure, time of the reaction, and conversion. 

Cross-aldol Condensation of Benzaldehyde with Heptanal on Basic Catalysts (236)... 

Aldol condensation of acetone is a well-known base-catalyzed reaction, and barium hydroxide is one of the catalysts for this reaction mentioned in textbooks. A family of barium hydroxide samples hydrated to various degress determined by the calcination temperature (473, 573, 873, and 973 K) of the starting commercial Ba(OH)2 8H2O were reported to be active as basic catalysts for acetone aldol condensation (282,286). The reaction was carried out in a batch reactor equipped with a Soxhlet extractor, where the catalyst was placed. The results show that Ba(OH)2 8H2O is less active than any of the other activated Ba(HO)2 samples, and the Ba(OH)2 calcined at 473 K was the most active and selective catalyst for formation of diacetone alcohol, achieving nearly 58% acetone conversion after 8h at 367 K in a batch reactor. When the reaction temperature was increased to 385 K, 78% acetone conversion with 92% selectivity to diacetone alcohol was obtained after 8h. The yield of diacetone alcohol was similar to that described in the literature in applications with commercial barium hydroxide, but this catalyst required longer reaction times (72-120 h) (287). No deactivation of the catalyst was observed in the process, and it could be used at least 9 times without loss of activity. 

The activated Ba(OH)2 was used as a basic catalyst for the Claisen-Schmidt (CS) condensation of a variety of ketones and aromatic aldehydes (288). The reactions were performed in ethanol as solvent at reflux temperature. Excellent yields of the condensation products were obtained (80-100%) within 1 h in a batch reactor. Reaction rates and yields were generally higher than those reported for alkali metal hydroxides as catalysts. Neither the Cannizaro reaction nor self-aldol condensation of the ketone was observed, a result that was attributed to the catalyst s being more nucleophilic than basic. Thus, better selectivity to the condensation product was observed than in homogeneous catalysis under similar conditions. It was found that the reaction takes place on the catalyst surface, and when the reactants were small ketones, the rate-determining step was found to be the surface reaction, whereas with sterically hindered ketones the adsorption process was rate determining. 

Aldol condensations are reversible, and with ketones the equilibrium is unfavorable for the ondensation product. To effect condensations of ketones, the product is continuously removed from he basic catalyst. )3-Hydroxycarbonyl compounds are readily dehydrated to give a,j3-unsaturated arbonyl compounds. With Ar on the carbon, only the dehydrated product is isolated. 

The effect of the basicity of aldol condensation catalysts on their activity was thoroughly investigated by Malinowski et al. [372—379]. The observed linear dependence of the rate coefficients of several condensation reactions on the amount of sodium hydroxide contained in silica gel (Figs. 12 and 13) supported the view that the basic properties of this type of catalyst were actually the cause of its catalytic activity, though the alkali-free catalyst was not completely inactive. The amphoteric nature of the catalysis by silica gel, which can act also as an acid catalyst, was demonstrated [380]. By a stepwise addition of sodium acetate to a HN03-pretreated silica gel catalyst the original activity for acetaldehyde self-condensation was decreased to a minimum (when an equivalent amount of the base was added) by further addition of sodium acetate, the activity increased again because of the transition to a base... 

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