Cycloadditions forbidden

Figure 10 12 shows the interaction between the HOMO of one ethylene molecule and the LUMO of another In particular notice that two of the carbons that are to become ct bonded to each other m the product experience an antibondmg interaction during the cycloaddition process This raises the activation energy for cycloaddition and leads the reaction to be classified as a symmetry forbidden reaction Reaction were it to occur would take place slowly and by a mechanism m which the two new ct bonds are formed m separate steps rather than by way of a concerted process involving a sm gle transition state... 

Refer to the molecular orbital diagrams of allyl cation (Figure 10 13) and those presented earlier in this chapter for ethylene and 1 3 butadiene (Figures 10 9 and 10 10) to decide which of the following cycloaddition reactions are allowed and which are forbidden according to the Woodward-Floffmann rules... 

When the orbitals have been classified with respect to symmetry, they can be arranged according to energy and the correlation lines can be drawn as in Fig. 11.10. From the orbital correlation diagram, it can be concluded that the thermal concerted cycloadditon reaction between butadiene and ethylene is allowed. All bonding levels of the reactants correlate with product ground-state orbitals. Extension of orbital correlation analysis to cycloaddition reactions involving other numbers of n electrons leads to the conclusion that the suprafacial-suprafacial addition is allowed for systems with 4n + 2 n electrons but forbidden for systems with 4n 7t electrons. 

The complementary relationship between thermal and photochemical reactions can be illustrated by considering some of the same reaction types discussed in Chapter 11 and applying orbital symmetry considerations to the photochemical mode of reaction. The case of [2ti + 2ti] cycloaddition of two alkenes can serve as an example. This reaction was classified as a forbidden thermal reaction (Section 11.3) The correlation diagram for cycloaddition of two ethylene molecules (Fig. 13.2) shows that the ground-state molecules would lead to an excited state of cyclobutane and that the cycloaddition would therefore involve a prohibitive thermal activation energy. 

According to the Woodw ard-Hofmann rules the concerted thermal [2n + 2n] cycloaddition reaction of alkenes 1 in a suprafacial manner is symmetry-forbidden, and is observed in special cases only. In contrast the photochemical [2n + 2n cycloaddition is symmetry-allowed, and is a useful method for the synthesis of cyclobutane derivatives 2. 

The photochemical cycloaddition of a carbonyl compound 1 to an alkene 2 to yield an oxetane 3, is called the Patemo-Buchi reaction - This reaction belongs to the more general class of photochemical [2 + 2]-cycloadditions, and is just as these, according to the Woodward-Hofmann rules, photochemically a symmetry-allowed process, and thermally a symmetry-forbidden process. 

H-Azepines 1 undergo a temperature-dependent dimerization process. At low temperatures a kinetically controlled, thermally allowed [6 + 4] 7t-cycloaddition takes place to give the un-symmetrical e.w-adducts, e.g. 2.231-248-249 At higher temperatures (100-200°C) the symmetrical, thermodynamically favored [6 + 6] rc-adducts, e.g. 3, are produced. These [6 + 6] adducts probably arise by a radical process, since a concerted [6 + 6] tt-cycloaddition is forbidden on orbital symmetry grounds, as is a thermal [l,3]-sigmatropic C2 —CIO shift of the unsym-metrical [6 + 4] 7t-dimer. 

In a photochemical cycloaddition, one component is electronically excited as a consequence of the promotion of one electron from the HOMO to the LUMO. The HOMO -LUMO of the component in the excited state interact with the HOMO-LUMO orbitals of the other component in the ground state. These interactions are bonding in [2+2] cycloadditions, giving an intermediate called exciplex, but are antibonding at one end in the [,i4j + 2j] Diels-Alder reaction (Scheme 1.17) therefore this type of cycloaddition cannot be concerted and any stereospecificity can be lost. According to the Woodward-Hoffmann rules [65], a concerted Diels-Alder reaction is thermally allowed but photochemically forbidden. 

The reaction of furan with 2,5-dihydrothiophene-3,4-dicarboxylic anhydride is remarkable (Scheme 6.19). Furan is a poor diene and requires high pressure to affect cycloadditions [39]. On the other hand, high temperatures are forbidden because cycloaddition products derived from furan undergo cycloreversion under these conditions. In 5.0m LP-DE, the Diels-Alder reaction of furan with 2,5-dihydrothiophene-3,4-dicarboxylic anhydride proceeds at room temperature and atmospheric pressure in 9.5 h with 70 % yield and with the same diastereos-electivity found when the reaction is carried out under high pressure [40]. 

The rule may then be stated A thermal pericyclic reaction involving a Hiickel system is allowed only if the total number of electrons is 4n + 2. A thermal pericyclic reaction involving a Mobius system is allowed only if the total number of electrons is 4n. For photochemical reactions these rules are reversed. Since both the 2 + 4 and 2 + 2 cycloadditions are Hiickel systems, the Mdbius-Hiickel method predicts that the 2 + 4 reaction, with 6 electrons, is thermally allowed, but the 2 + 2 reaction is not. One the other hand, the 2 + 2 reaction is allowed photochemically, while the 2 + 4 reaction is forbidden. 

Thus, the frontier-orbital and Hiickel-Mobius methods (and the correlation-diagram method as well) lead to the same conclusions thermal 2 + 4 cycloadditions and photochemical 2 + 2 cycloadditions (and the reverse ring openings) are allowed, while photochemical 2 + 4 and thermal 2 + 2 ring closings (and openings) are forbidden. 

This type of orientation of the newly formed bonds is called antarafacial, and the reaction would be a [ 2s + 4a] cycloaddition (a stands for antarafacial). We can easily show by the frontier-orbital method that this reaction (and consequently the reverse ring-opening reactions) are thermally forbidden and photochemically allowed. Thus in order for a reaction to proceed,... 

It has been found that certain 2 + 2 cycloadditions that do not occur thermally can be made to take place without photochemical initiation by the use of certain catalysts, usually transition metal compounds. Among the catalysts used are Lewis acids and phosphine-nickel complexes.Certain of the reverse cyclobutane ring openings can also be catalytically induced (18-38). The role of the catalyst is not certain and may be different in each case. One possibility is that the presence of the catalyst causes a forbidden reaction to become allowed, through coordination of the catalyst to the n or s bonds of the substrate. In such a case, the... 

As is the case for [2 + 2] cycloaddition reactions (15-61), certain forbidden electrocyclic reactions can be made to take place by the use of metallic catalysts." An example is the silver ion-catalyzed conversion of tricyclo[4.2.0.0. ]octa-3,7-diene to cyclooctatetraene " ... 

Cycloaddition reactions can occur with retention of configuration in the pseudoexcitation band (Sect 1.1) whereas [2jt H-2jtJ reactions are symmetry-forbidden in the delocalization band. Experimental evidence is available for the stereospecific [2-1-2] cycloaddition reactions between A and olefins with retention of configuration (Scheme 14) [82]. A perepoxide intermediate was reported to be trapped in the epoxide form [83] in the reaction of adamantylideneadamantane with singlet oxygen affording dioxetane derivatives [84]. 

The sterically unbiased dienes, 5,5-diarylcyclopentadienes 90, wherein one of the aryl groups is substituted with NO, Cl and NCCHj), were designed and synthesized by Halterman et al. [163] Diels-Alder cycloaddition with dimethyl acetylenedicarbo-xylate at reflux (81 °C) was studied syn addition (with respect to the substituted benzene) was favored in the case of the nitro group (90a, X = NO ) (syrr.anti = 68 32), whereas anti addition (with respect to the substituted benzene) is favored in the case of dimethylamino group (90b, X = N(CH3)2) (syn anti = 38 62). The facial preference is consistent with those observed in the hydride reduction of the relevant 2,2-diaryl-cyclopentanones 8 with sodium borohydride, and in dihydroxylation of 3,3-diarylcy-clopentenes 43 with osmium trioxide. In the present system, the interaction of the diene n orbital with the o bonds at the (3 positions (at the 5 position) is symmetry-forbidden. Thus, the major product results from approach of the dienophile from the face opposite the better n electron donor at the (3 positions, in a similar manner to spiro conjugation. Unsymmetrization of the diene % orbitals is inherent in 90, and this is consistent with the observed facial selectivities (91 for 90a 92 for 90b). 

As discussed in Section 10.4 of Part A, concerted suprafacial [2tt + 2tt] cycloadditions are forbidden by orbital symmetry rules. Two types of [2 + 2] cycloadditions are of synthetic value addition reactions of ketenes and photochemical additions. The latter group includes reactions of alkenes, dienes, enones, and carbonyl compounds, and these additions are discussed in the sections that follow. 

Bernardi F, Olivucci M, Robb MA (1990) Predicting forbidden and allowed cycloaddition reactions potential surface topology and its rationalization. Acc Chem Res 23 405... 

A second category of silene reactions involves interactions with tt-bonded reagents which may include homonuclear species such as 1,3-dienes, alkynes, alkenes, and azo compounds as well as heteronuclear reagents such as carbonyl compounds, imines, and nitriles. Four modes of reaction have been observed nominal [2 + 2] cycloaddition (thermally forbidden on the basis of orbital symmetry considerations), [2 + 4] cycloadditions accompanied in some cases by the products of apparent ene reactions (both thermally allowed), and some cases of (allowed) 1,3-dipolar cycloadditions. 

On orbital symmetry grounds, the addition of ethylene to ethylene with ring closure (cycloaddition) should be thermally forbidden. If one compares this reaction with the reaction of trimethylene with approaching ethylene and butadiene (Fig.4), it is readily seen that, the A level being below the S level in trimethylene, the behaviour with respect to cycloaddition to olefins is reversed, that is, trimethylene is essentially an anti-ethylene structure. This principle can be generalized for instance (16) ... 

The thermal Diels-Alder reactions of anthracene with electron-poor olefinic acceptors such as tetracyanoethylene, maleic anhydride, maleimides, etc. have been studied extensively. It is noteworthy that these reactions are often accelerated in the presence of light. Since photoinduced [4 + 2] cycloadditions are symmetry-forbidden according to the Woodward-Hoffman rules, an electron-transfer mechanism has been suggested to reconcile experiment and theory.212 For example, photocycloaddition of anthracene to maleic anhydride and various maleimides occurs in high yield (> 90%) under conditions in which the thermal reaction is completely suppressed (equation 75). 

Recently, we analyzed the role of electron repulsion relative to bond breaking and antiaromaticity effects on a quantitative basis using Natural Bond Orbital (NBO) analysis.24 Two other destabilizing factors were considered at the initial stage of the cyclization in addition to four-electron repulsion between the filled in-plane acetylenic re-orbitals - distortion/breaking of the acetylenic bonds as a result of their bending, and the fact that, at a distance of ca. 3 A, the in-plane re-orbitals become parallel and reach a geometry that resembles the antiaromatic TS of the symmetry forbidden [2S + 2S] cycloaddition (vide infra). 

Fig. 9 illustrates that the two acetylenic systems become nearly parallel at C1-C6 distances close to 3 A where the constructive overlap of the re-orbital with one of the re -nodes is compensated by a destructive overlap with the other rc -node (Fig. 9, bottom). From a conceptual point of view, the properties of the in-plane re-system at the 3 A threshold bear a striking resemblance to the interaction of the two re-bonds in D2h cyclobutadiene where the re-re interaction is zero and the re-re repulsion is considerable, thus accounting for the extreme instability of this antiaromatic molecule.41 Even more relevant is a comparison with the TS of the symmetry forbidden thermal [2S + 2S] cycloaddition (Fig. 10) which prompted us to call this region antiaromatic .42... 

The details of symmetry forbidden reaction will be clear when we study the cycloaddition of ethene described later. 

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