Base catalyzed carbonylation

Aldehydes and ketones with an a hydrogen atom undergo a base-catalyzed carbonyl condensation reaction called the aldol reaction. For example, treatment of acetaldehyde with a base such as sodium ethoxide or sodium hydroxide in a protic solvent leads to rapid and reversible formation of 3-hydroxybutanal, known commonly as aldol (aidehyde + alcohol), hence the general name of the reaction. 

Methyl formate is currently produced by the base-catalyzed carbonylation of methanol with CO, and it is unlikely that homogeneous hydrogenation of C02 in the presence of methanol replaces that process anytime soon. Conversely, one of the major uses of methyl formate, that is, the synthesis of dimethylformamide, may well become obsolete since DMF can be efficiently produced by direct hydrogenation of C02 in the presence of HNMe2 (see above). 

While the base-catalyzed carbonylation of methanol yields methyl formate, a versatile intermediate for formic acid and formamide synthesis, the transition metal-catalyzed carbonylation involves C—C coupling, giving acetic acid derivatives as C2 oxygenates. 

MECHANISMS OFACID-AND BASE-CATALYZED CARBONYL ADDITION REACTIONS... 

The mechanism of this reaction is outlined m Figure 17 8 It is analogous to the mech anism of base catalyzed hydration m that the nucleophile (cyanide ion) attacks the car bonyl carbon m the first step of the reaction followed by proton transfer to the carbonyl oxygen in the second step... 

The proton transfer equilibrium that interconverts a carbonyl compound and its enol can be catalyzed by bases as well as by acids Figure 18 3 illustrates the roles of hydroxide ion and water m a base catalyzed enolization As m acid catalyzed enolization protons are transferred sequentially rather than m a single step First (step 1) the base abstracts a proton from the a carbon atom to yield an anion This anion is a resonance stabilized species Its negative charge is shared by the a carbon atom and the carbonyl oxygen... 

Conjugation of the newly formed double bond with the carbonyl group stabilizes the a p unsaturated aldehyde provides the driving force for the dehydration and controls Its regioselectivity Dehydration can be effected by heating the aldol with acid or base Normally if the a p unsaturated aldehyde is the desired product all that is done is to carry out the base catalyzed aldol addition reaction at elevated temperature Under these conditions once the aldol addition product is formed it rapidly loses water to form the a p unsaturated aldehyde... 

Cleavage reactions of carbohydrates also occur on treatment with aqueous base for prolonged periods as a consequence of base catalyzed retro aldol reactions As pointed out m Section 18 9 aldol addition is a reversible process and (3 hydroxy carbonyl com pounds can be cleaved to an enolate and either an aldehyde or a ketone... 

Oxidative Carbonylation of Ethylene—Elimination of Alcohol from p-Alkoxypropionates. Spectacular progress in the 1970s led to the rapid development of organotransition-metal chemistry, particularly to catalyze olefin reactions (93,94). A number of patents have been issued (28,95—97) for the oxidative carbonylation of ethylene to provide acryUc acid and esters. The procedure is based on the palladium catalyzed carbonylation of ethylene in the Hquid phase at temperatures of 50—200°C. Esters are formed when alcohols are included. Anhydrous conditions are desirable to minimize the formation of by-products including acetaldehyde and carbon dioxide (see Acetaldehyde). 

Ethynylation. Base-catalyzed addition of acetylene to carbonyl compounds to form -yn-ols and -yn-glycols (see Acetylene-DERIVED chemicals) is a general and versatile reaction for the production of many commercially useful products. Finely divided KOH can be used in organic solvents or Hquid ammonia. The latter system is widely used for the production of pharmaceuticals and perfumes. The primary commercial appHcation of ethynylation is in the production of 2-butyne-l,4-diol from acetylene and formaldehyde using supported copper acetyHde as catalyst in an aqueous Hquid-fiHed system. 

Propylene-Based Routes. The strong acid-catalyzed carbonylation of propylene [115-07-1] to isobutyric acid (Koch reaction) followed by oxidative dehydration to methacrylic acid has been extensively studied since the 1960s. The principal side reaction in the Koch reaction is the formation of oligomers of propylene. Increasing yields of methacrylic acid in the oxydehydration step is the current focus of research. Isobutyric acid may also be obtained via the oxidation of isobutyraldehyde, which is available from the hydroformylation of propylene. The -butyraldehyde isomer that is formed in the hydroformylation must be separated. 

Such copolymers of oxygen have been prepared from styrene, a-methylstyrene, indene, ketenes, butadiene, isoprene, l,l-diphen5iethylene, methyl methacrjiate, methyl acrylate, acrylonitrile, and vinyl chloride (44,66,109). 1,3-Dienes, such as butadiene, yield randomly distributed 1,2- and 1,4-copolymers. Oxygen pressure and olefin stmcture are important factors in these reactions for example, other products, eg, carbonyl compounds, epoxides, etc, can form at low oxygen pressures. Polymers possessing dialkyl peroxide moieties in the polymer backbone have also been prepared by base-catalyzed condensations of di(hydroxy-/ f2 -alkyl) peroxides with dibasic acid chlorides or bis(chloroformates) (110). 

Among the substitution reactions involving the ring nitrogen atoms of the pteridine nucleus, alkylations of amide functions are preeminent. Under base-catalyzed conditions it is usually the nitrogen atom adjacent to the carbonyl function which is substituted... 

There are at least two mechanisms available for aziridine cis-trans isomerism. The first is base-catalyzed and proceeds via an intermediate carbanion (235). The second mechanism can be either thermally or photochemically initiated and proceeds by way of an intermediate azomethine ylide. The absence of a catalytic effect and interception of the 1,3-dipole intermediate provide support for this route. A variety of aziridinyl ketones have been found to undergo equilibration when subjected to base-catalyzed conditions (65JA1050). In most of these cases the cis isomer is more stable than the trans. Base-catalyzed isotope exchange has also been observed in at least one molecule which lacks a stabilizing carbonyl group (72TL3591). 

Under approximately neutral conditions, where the degradation rate is independent of pH for a range of pH values characteristic of the individual penicillin, hydrolysis appears to occur through a general base-catalyzed attack of a water molecule (77JPS861) on the /3-lactam carbonyl. 

Based on a general knowledge of base-catalyzed reactions of carbonyl compounds, a reasonable sequence of steps can be written, but the relative rates of the steps is an open question. Furthermore, it is known that reactions of this type are generally reversible so that the potential reversibility of each step must be taken into account. A completely... 

Chapters 1 and 2. Most C—H bonds are very weakly acidic and have no tendency to ionize spontaneously to form carbanions. Reactions that involve carbanion intermediates are therefore usually carried out in the presence of a base which can generate the reactive carbanion intermediate. Base-catalyzed condensation reactions of carbonyl compounds provide many examples of this type of reaction. The reaction between acetophenone and benzaldehyde, which was considered in Section 4.2, for example, requires a basic catalyst to proceed, and the kinetics of the reaction show that the rate is proportional to the catalyst concentration. This is because the neutral acetophenone molecule is not nucleophihc and does not react with benzaldehyde. The much more nucleophilic enolate (carbanion) formed by deprotonation is the reactive nucleophile. 

The mechanistic pattern established by study of hydration and alcohol addition reactions of ketones and aldehydes is followed in a number of other reactions of carbonyl compounds. Reactions at carbonyl centers usually involve a series of addition and elimination steps proceeding through tetrahedral intermediates. These steps can be either acid-catalyzed or base-catalyzed. The rate and products of the reaction are determined by the reactivity of these tetrahedral intermediates. 

Mechanism of Base-Catalyzed Hydration The base-catalyzed mechanism (Figure 17.5) is a two-step process in which the first step is rate-detennining. In step 1, the nucleophilic hydroxide ion attacks the carbonyl group, forming a bond to carbon. An alkoxide ion is the product of step 1. This alkoxide ion abstracts a proton from water in step 2, yielding the geminal diol. The second step, like all other proton transfers between oxygen that we have seen, is fast. 

The step in which the nucleophile attacks the carbonyl carbon is rate-detennining in both base-catalyzed and acid-catalyzed nucleophilic addition. In the base-catalyzed mechanism this is the first step. 

Process to view an animation of the base-catalyzed hydration of a carbonyl. 

Note the key difference between the base-catalyzed and acid-catalyzed reactions. The base-catalyzed reaction takes place rapidly because water is converted into hydroxide ion, a much better nucleophile. The acid-catalvzed reaction takes place rapidly because the carbonyl compound is converted by protonation into a much better electrophile. 

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