Resonance and induction

This led to the introduction of the concepts of inductive and resonance effects and to the establishment of the mechanism of electrophilic aromatic substitution. 

It should be emphasized that the concepts of inductive and resonance effect have not been derived from theory but have been introduced to "explain the experimental observations, to put them into a systematic framework of an ordering scheme. 

Let us illustrate this with the example of the bromination of monosubstituted benzene derivatives. Observations on the product distributions and relative reaction rates compared with unsubstituted benzene led chemists to conceive the notion of inductive and resonance effects that made it possible to explain" the experimental observations. On an even more quantitative basis, linear free energy relationships of the form of the Hammett equation allowed the estimation of relative rates. It has to be emphasized that inductive and resonance effects were conceived, not from theoretical calculations, but as constructs to order observations. The explanation" is built on analogy, not on any theoretical method. 

Clearly, the nex.t step will be to investigate the physicochemical effects, such as charge distribution and inductive and resonance effects, at the reaction center to obtain a deeper insight into the mechanisms of these biochemical reactions and the finer details of similar reactions. Here, it should be emphasized that biochemical reactions arc ruled and driven basically by the same effects as organic reactions. Figure 10.3-22 compares the Claisen condensation of acetic esters to acctoacctic esters with the analogous biochemical reaction in the human body. 

The quatemization reaction of the thiazole nitrogen has been used to evaluate the steric effect of substituents in heterocyclic compounds since thiazole and its alkyl derivatives are good models for such study. In fact, substituents in the 2- and 4-positions of the ring only interact through their steric effects (inductive and resonance effects were constant in the studied series). The thiazole ring is planar, and the geometries of the ground and transition states are identical. Finally, the 2- and 4-positions have been shown to be different (259. 260). 

The mix of inductive and resonance effects varies from one halogen to another but the net result is that fluorine chlorine bromine and iodine are weakly deactivating ortho para directing substituents... 

A tertiary carbonium ion is more stable than a secondary carbonium ion, which is in turn more stable than a primary carbonium ion. Therefore, the alkylation of ben2ene with isobutylene is much easier than is alkylation with ethylene. The reactivity of substituted aromatics for electrophilic substitution is affected by the inductive and resonance effects of a substituent. An electron-donating group, such as the hydroxyl and methyl groups, activates the alkylation and an electron-withdrawing group, such as chloride, deactivates it. 

Inductive and resonance stabilization of carbanions derived by proton abstraction from alkyl substituents a to the ring nitrogen in pyrazines and quinoxalines confers a degree of stability on these species comparable with that observed with enolate anions. The resultant carbanions undergo typical condensation reactions with a variety of electrophilic reagents such as aldehydes, ketones, nitriles, diazonium salts, etc., which makes them of considerable preparative importance. 

If the two interaction mechanisms maintain the same relative importance throughout the reaction series, that is, if the ratio pj/pi is constant, Eq. (7-26) becomes identical in form with Eq. (7-24). This in fact appears to be the usual situation in Hammett correlations, PP- and the two interaction mechanisms are commonly discussed in terms of the inductive and resonance effects of electronic displacement. 

A further complication arises with Ingold s suggestion" that both the inductive and resonance effects are composed of initial state equilibrium displacements that reveal themselves in equilibrium properties like dipole moments and equilibrium constants and of time-dependent displacements produced during reaction by the approach of an attacking reagent, observed rate effects being resultants of both types of electronic effects. Hammett, however, claims that it is not necessary or possible to make this distinction. 

The reasonable extension of these ideas is to express o- as a sum of contributions from the inductive and resonance effects. Branch and Calvin suggested this, and much of the research on LFER of the past three decades has been concerned with... 

Although cTi estimates by different methods or from different data sets may disagree, it is generally held that the inductive effect of a substituent is essentially independent of the nature of the reaction. It is otherwise with the resonance effect, and Ehrenson et al. have defined four different ctr values for a substituent, depending upon the electronic nature of the reaction site. An alternative approach is to add a third term, sometimes interpreted as a polarizability factor, and to estimate the inductive and resonance contribution statistically with the added parameter the resonance effect appears to be substantially independent of reaction site. " " ... 

The ortho effect may consist of several components. The normal electronic effect may receive contributions from inductive and resonance factors, just as with tneta and para substituents. There may also be a proximity or field electronic effect that operates directly between the substituent and the reaction site. In addition there may exist a true steric effect, as a result of the space-filling nature of the substituent (itself ultimately an electronic effect). Finally it is possible that non-covalent interactions, such as hydrogen bonding or charge transfer, may take place. The role of the solvent in both the initial state and the transition state may be different in the presence of ortho substitution. Many attempts have been made to separate these several effects. For example. Farthing and Nam defined an ortho substituent constant in the usual way by = log (K/K ) for the ionization of benzoic acids, postulating that includes both electronic and steric components. They assumed that the electronic portion of the ortho effect is identical to the para effect, writing CTe = o-p, and that the steric component is equal to the difference between the total effect and the electronic effect, or cts = cr — cte- They then used a multiple LFER to correlate data for orrAo-substituted reactants. 

Many other definitions of an ortho substituent constant have been made Shorter has reviewed these. Charton analyzed Oo in terms of Oi and CTr, i.e., = a(Ti -I- fpoR, finding that the distribution of inductive and resonance effects (the ratio a/b) varies widely with the substituent and, therefore, that no general Oo scale is possible. Charton also subjected to analysis according to Eq. (7-47),... 

A favorite strategem is to compare the reactivities of ortho- and para-substituted aromatic substrates, such as 13 and 14 the electronic (inductive and resonance) effects of the substituent should be about the same in the two cases, but only the o/-f/io-substituted compound can undergo intramolecular catalysis. 

A heteroatom (in ring A) will control the electron density at the position of ring closure by its inductive and resonance effects. If the substituent increases the electron density of the ring, then ring closure will be facilitated by the heteroatom. If the heteroatom decreases electron density, then the ring closure will be hindered. 

Quinoxalinyl, 4-cinnolinyl, and 1-phthalazinyl derivatives, which are all activated by a combination of induction and resonance, have very similar kinetic characteristics (Table XV, p. 352) in ethoxylation and piperidination, but 2-chloroquinoxaline is stated (no data) to be more slowly phenoxylated. In nucleophilic substitution of methoxy groups with ethoxy or isopropoxy groups, the quinoxaline compound is less reactive than the cinnoline and phthalazine derivatives and more reactive than the quinoline and isoquinoline analogs. 2-Chloroquinoxaline is more reactive than its monocyclic analog, 2-chloropyrazine, with thiourea or with piperidine (Scheme VI, p. 350). 

Inductive and resonance effects account for the directing effects of substituents as well as for their activating or deactivating effects. Take alkyl groups, for instance, which have an electron-donating inductive effect and are ortho and para directors. The results of toluene nitration are shown in Figure 16.13. 

Meta-directing deactivators, such as —CHO, act through a combination of electron-withdrawing inductive and resonance effects that reinforce each other and are felt most strongly at the ortho and para positions. As a result, the ortho and para intermediates are less stable so reaction with an electrophile occurs at the meta position (Figure 16.16). 

Substituents may change the reactivity of a molecule through steric or electronic effects or both. The latter include electrostatic, inductive, and resonance effects. The exploration to learn whether an LFER can be established may be very helpful in assessing the contributions from these sources and may thus provide an informative probe of the mechanism, particularly as regards electronic effects. The following items illustrate some uses of LFER correlations or deviations from them ... 

B. The Separation of Inductive and Resonance Effects Substituent Constants from Spectroscopic Studies. 

Inductive and resonance constants from reactivity studies. . . . ... 

In the form of treatment developed by Taft and his colleagues since 195660-62, the Hammett constants are analyzed into inductive and resonance parameters, and the sliding scale is then provided by multiple regression on these. Equations 5 and 6 show the basic relationships. 

Values of a0-, ar and sigma values into inductive and resonance components, to which reference will be made later in this chapter66. 

Exner devoted some attention to SOPh and S02Ph in his extensive compilation of substituent constants of 197879. For the former, however, values based directly on chemical reactivity were found to be few, as is already apparent in the present section, and so Exner considered it useful to give values based on appropriate summation of inductive and resonance constants (see Section III.B). These were considered to be normal values, i.e. 7m° and a°, of 0.51 and 0.50 respectively. Corresponding values for S02Ph were 0.59 and 0.66 respectively, both slightly smaller (for no obvious reason) than the chemically based values of am and ap (and a value supposed to be of a°) quoted earlier in this section. 

These constitute the only category of substituted alkylsulfinyl and alkylsulfonyl groups for which there appears to be appreciable information. Compounds containing these groups have often been used in spectroscopic studies of inductive and resonance effects... 

Inductive and resonance constants from reactivity studies... 

SOMe the enhancement in the meta-position is almost as large as in the para-position. The authors go on to show the applicability of op (g) values to certain solution processes, particularly those in non-aqueous solvents, but including the dissociation of thiophenols in 48% ethanol, the results of Bordwell and Andersen80 to which reference has been made earlier (Section III.A.1). A separation of field/inductive and resonance effects is also essayed for the gas-phase acidities of the phenols, and SOMe and S02Me feature in the discussion. There is reference to a oR° value of + 0.07 for SOMe as an unpublished result of Adcock, Bromilow and Taft (cf. 0.00 from Ehrenson and coworkers65 and — 0.07 from Katritzky, Topsom and colleagues128.)... 

Oj and aR are respectively the inductive and resonance constants of Taft s analysis of ordinary composite Hammett constants (values obtained by Charton were used) and v is the steric substituent constant developed by Charton161,162. The intercept term, h, notionally corresponds to log k for H as an orfho-substituent, but is not found in practice always to agree closely with the observed value of log k for the parent system. 

Inductive and resonance parameters, (Tr°, ct, were evaluated for the isocyanide ligand from F chemical shifts they suggest that the isocyanide is a good cr-donor and a weak ir-acceptor. 

P(OEt)2(CeH4F)2 are weakly electron withdrawing both by induction and resonance. 

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