Diels—Alder reaction frontier orbital interactions

Fig. 8.1 Frontier-orbital interaction for carbo-Diels-Alder reactions, (a) The interaction of a dienophile with a low-energy LUMO, in the absence and presence of a Lewis acid (LA),...

Some cycloadditions proceed thermally, whereas others require hv. The dependence of certain cycloadditions on the presence of light can be explained by examining interactions between the MOs of the two reacting components. Frontier MO theory suggests that the rate of cycloadditions is determined by the strength of the interaction of the HOMO of one component with the LUMO of the other. In normal electron-demand Diels-Alder reactions, HOMOdiene ( Ai) interacts with LUMOdienophiie (< >i ) There is positive overlap between the orbitals where the two cr bonds form when both components of the reaction react from the same face of the tt system (suprafacially). 

The same conclusions are drawn by analysis of the frontier orbitals involved in cycloadditions. For the most common case of the Diels-Alder reaction, which involves dienophiles with electron-attracting substituents, the frontier orbitals are l/2 of the diene (which is the HOMO) and n of the dienophile (which is the LUMO). Reaction occurs by interaction of the HOMO and LUMO, which can be seen from the illustration below to be allowed. 

Fig. 11.12. Frontier orbital interactions in Diels-Alder reactions.

When both the 1,3-dipoIe and the dipolarophile are unsymmetrical, there are two possible orientations for addition. Both steric and electronic factors play a role in determining the regioselectivity of the addition. The most generally satisfactory interpretation of the regiochemistry of dipolar cycloadditions is based on frontier orbital concepts. As with the Diels-Alder reaction, the most favorable orientation is that which involves complementary interaction between the frontier orbitals of the 1,3-dipole and the dipolarophile. Although most dipolar cycloadditions are of the type in which the LUMO of the dipolarophile interacts with the HOMO of the 1,3-dipole, there are a significant number of systems in which the relationship is reversed. There are also some in which the two possible HOMO-LUMO interactions are of comparable magnitude. 

Calculations at several levels of theory (AMI, 6-31G, and MP2/6-31G ) find lower activation energies for the transition state leading to the observed product. The transition-state calculations presumably reflect the same structural features as the frontier orbital approach. The greatest transition-state stabilization should arise from the most favorable orbital interactions. As discussed earlier for Diels-Alder reactions, the-HSAB theory can also be applied to interpretation of the regiochemistry of 1,3-dipolar cycloaddi-... 

In certain cases, multiple frontier orbital interactions must be considered. This is particularly true of cycloaddition reactions, such as the Diels-Alder reaction between 1,3-butadiene and ethene. 

As it happens, the frontier orbital interactions in the Diels-Alder cycloaddition shown above are like those found in the middle drawing, i.e., the upper and lower interactions reinforce and the reaction proceeds. The cycloaddition of two ethene molecules (shown below), however, involves a frontier orbital interaction like the one on the right, so this reaction does not occur. 

According to Frontier Molecular Orbital (FMO) theory, Diels-Alder reaction between an electron-rich diene and an electron-poor dienophile involves interaction between the highest-occupied molecular orbital (HOMO) on the diene and the lowest-unoccupied molecular orbital (LUMO) on the dienophile. The better the HOMO/LUMO overlap and the smaller their energy difference, the more favorable the interaction and the faster the reaction. 

Frontier-molecular-orbital Interactions for Carbo-Diels-Alder Reactions... 

According to frontier molecular orbital theory (FMO), the reactivity, regio-chemistry and stereochemistry of the Diels-Alder reaction are controlled by the suprafacial in phase interaction of the highest occupied molecular orbital (HOMO) of one component and the lowest unoccupied molecular orbital (LUMO) of the other. [17e, 41-43, 64] These orbitals are the closest in energy Scheme 1.14 illustrates the two dominant orbital interactions of a symmetry-allowed Diels-Alder cycloaddition. 

The chemical reactions through cyclic transition states are controlled by the symmetry of the frontier orbitals [11]. At the symmetrical (Cs) six-membered ring transition state of Diels-Alder reaction between butadiene and ethylene, the HOMO of butadiene and the LUMO of ethylene (Scheme 18) are antisymmetric with respect to the reflection in the mirror plane (Scheme 24). The symmetry allows the frontier orbitals to have the same signs of the overlap integrals between the p-or-bital components at both reaction sites. The simultaneous interactions at the both sites promotes the frontier orbital interaction more than the interaction at one site of an acyclic transition state. This is also the case with interaction between the HOMO of ethylene and the LUMO of butadiene. The Diels-Alder reactions occur through the cyclic transition states in a concerted and stereospecific manner with retention of configuration of the reactants. 

Scheme 24 The symmetry-allowed frontier orbital interaction for the Diels-Alder reactions...

The main stabilization in reactions with activated reaction partners, viz. when one partner is electron-rich and the other electron-poor, arises through interaction between the donor HOMO and the acceptor LUMO which are much closer in energy than the acceptor HOMO and the donor LUMO. Figure 2 illustrates which interactions between the frontier orbitals cause the main stabilization in normal, neutral and inverse Diels-Alder reactions. For example, the main stabilization in the reaction between an electron-rich diene and an electron-poor dienophile stems from the interaction of the diene HOMO with the dienophile LUMO. 

The reactivity and selectivity of the Diels-Alder reaction can be understood in terms of Frontier Molecular Orbital (FMO) theory which evolved during studies of the role of orbital symmetry in pericyclic reactions by Woodward and Hoffmann58 and, independently, by Fukui59. FMO theory explains the driving force of a reaction between two compounds by the efficiency with which the molecular orbitals of the two partners overlap. This orbital interaction is maximized when their energy separation is small. FMO theory further states that the two most important interacting orbitals are the Highest Occupied... 

Orbital Interaction Analysis. An orbital interaction diagram for the Diels-Alder reaction is shown in Figure 12.5a. The geometry of approach of the two reagents which ensures a maximum favorable interaction between the frontier MOs (dashed lines) preserves a plane of symmetry at all separations. The MOs are labeled according to whether they are symmetric (S) or antisymmetric (A) with respect to reflection in the plane. Simultaneous overlap of both HOMO-LUMO pairs is a necessary feature of all peri-... 

Experimental log k2 values were correlated with Brown para-localization energies, Dewar reactivity numbers, Herndon structure count ratios, Hess-Schaad resonance energy differences, indices of free valence, and second-order perturbation stabilization energies. The latter are based on Fukui s frontier orbital theory [67] which classifies the Diels-Alder reaction of benzenoid hydrocarbons with maleic anhydride as mainly HOMO (aromatic hydrocarbon)-LUMO (maleic anhydride) controlled. However, the corresponding orbital interaction energy given by... 

Secondary orbital interactions have also been invoked to explain regiochemistry as well as stereochemistry. Whereas 1 -substituted dienes sometimes have only a small difference between the coefficients on C-l and C-4 in the HOMO, they can have a relatively large difference between the coefficients on C-2 and C-3. Noticing this pattern, Alston suggested that the regioselectivity in Diels-Alder reactions may be better attributed, not to the primary interactions of the frontier orbitals on C-l and C-4 that we have been using so far, but to a... 

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