Diels-Alder reactions frontier orbitals

Note that the stereochemistry comes out right. H s a and b are cis because they were cis in the starting quinone and the Diels-Alder reaction is stereospecific in this respect. H is also cis to and H " because the Diels-Alder reaction is stereoselectively endo. These points are described in more detail in Norman p.284-6 and explained in Ian Fleming Frontier Orbitals and Organic Chemical Reactions, Wiley 1976, p. 106-109. How would you make diene A ... 

Frontier orbital analysis is a powerful theory that aids our understanding of a great number of organic reactions Its early development is attributed to Professor Kenichi Fukui of Kyoto University Japan The application of frontier orbital methods to Diels-Alder reactions represents one part of what organic chemists refer to as the Woodward-Hoffmann rules a beautifully simple analysis of organic reactions by Professor R B Woodward of Harvard University and Professor Roald Hoffmann of Cornell University Professors Fukui and Hoffmann were corecipients of the 1981 Nobel Prize m chemistry for their work... 

The same conclusions are drawn by analysis of the frontier orbitals involved in cycloadditions. For the most common case of the Diels-Alder reaction, which involves dienophiles with electron-attracting substituents, the frontier orbitals are l/2 of the diene (which is the HOMO) and n of the dienophile (which is the LUMO). Reaction occurs by interaction of the HOMO and LUMO, which can be seen from the illustration below to be allowed. 

Fig. 11.12. Frontier orbital interactions in Diels-Alder reactions.

When both the 1,3-dipoIe and the dipolarophile are unsymmetrical, there are two possible orientations for addition. Both steric and electronic factors play a role in determining the regioselectivity of the addition. The most generally satisfactory interpretation of the regiochemistry of dipolar cycloadditions is based on frontier orbital concepts. As with the Diels-Alder reaction, the most favorable orientation is that which involves complementary interaction between the frontier orbitals of the 1,3-dipole and the dipolarophile. Although most dipolar cycloadditions are of the type in which the LUMO of the dipolarophile interacts with the HOMO of the 1,3-dipole, there are a significant number of systems in which the relationship is reversed. There are also some in which the two possible HOMO-LUMO interactions are of comparable magnitude. 

Calculations at several levels of theory (AMI, 6-31G, and MP2/6-31G ) find lower activation energies for the transition state leading to the observed product. The transition-state calculations presumably reflect the same structural features as the frontier orbital approach. The greatest transition-state stabilization should arise from the most favorable orbital interactions. As discussed earlier for Diels-Alder reactions, the-HSAB theory can also be applied to interpretation of the regiochemistry of 1,3-dipolar cycloaddi-... 

In certain cases, multiple frontier orbital interactions must be considered. This is particularly true of cycloaddition reactions, such as the Diels-Alder reaction between 1,3-butadiene and ethene. 

According to Frontier Molecular Orbital (FMO) theory, Diels-Alder reaction between an electron-rich diene and an electron-poor dienophile involves interaction between the highest-occupied molecular orbital (HOMO) on the diene and the lowest-unoccupied molecular orbital (LUMO) on the dienophile. The better the HOMO/LUMO overlap and the smaller their energy difference, the more favorable the interaction and the faster the reaction. 

Frontier-molecular-orbital Interactions for Carbo-Diels-Alder Reactions... 

Fig. 8.1 Frontier-orbital interaction for carbo-Diels-Alder reactions, (a) The interaction of a dienophile with a low-energy LUMO, in the absence and presence of a Lewis acid (LA),...

Mechanistically the 1,3-dipolar cycloaddition reaction very likely is a concerted one-step process via a cyclic transition state. The transition state is less symmetric and more polar as for a Diels-Alder reaction however the symmetry of the frontier orbitals is similar. In order to describe the bonding of the 1,3-dipolar compound, e.g. diazomethane 4, several Lewis structures can be drawn that are resonance structures ... 

According to frontier molecular orbital theory (FMO), the reactivity, regio-chemistry and stereochemistry of the Diels-Alder reaction are controlled by the suprafacial in phase interaction of the highest occupied molecular orbital (HOMO) of one component and the lowest unoccupied molecular orbital (LUMO) of the other. [17e, 41-43, 64] These orbitals are the closest in energy Scheme 1.14 illustrates the two dominant orbital interactions of a symmetry-allowed Diels-Alder cycloaddition. 

The chemical reactions through cyclic transition states are controlled by the symmetry of the frontier orbitals [11]. At the symmetrical (Cs) six-membered ring transition state of Diels-Alder reaction between butadiene and ethylene, the HOMO of butadiene and the LUMO of ethylene (Scheme 18) are antisymmetric with respect to the reflection in the mirror plane (Scheme 24). The symmetry allows the frontier orbitals to have the same signs of the overlap integrals between the p-or-bital components at both reaction sites. The simultaneous interactions at the both sites promotes the frontier orbital interaction more than the interaction at one site of an acyclic transition state. This is also the case with interaction between the HOMO of ethylene and the LUMO of butadiene. The Diels-Alder reactions occur through the cyclic transition states in a concerted and stereospecific manner with retention of configuration of the reactants. 

Scheme 24 The symmetry-allowed frontier orbital interaction for the Diels-Alder reactions...

According to the frontier orbital theory, a bond preferentially forms between the atoms with the largest frontier orbital amplitudes (Sect. 3.4 in the Chapter Elements of a Chemical Orbital Theory by Inagaki in this volume). This is applicable for the regioselectivities of Diels-Alder reactions [15]. The orbital mixing rules are shown here to be useful to understand and design the regioselectivities. 

The regioselectivities of Diels-Alder reactions are also understood in terms of the orbital phase continuity [29]. The selectivity is also explained by the frontier orbital amplitude [30]. 

Inagaki, Fujimoto and Fukui demonstrated that ir-facial selectivity in the Diels-Alder reaction of 5-acetoxy- and 5-chloro-l,3-cyclopentadienes, 1 and 2, can be explained in terms of deformation of a frontier molecular orbital FMO [2], The orbital mixing rule was proposed to predict the nonequivalent orbital deformation due to asymmetric perturbation of the substituent orbital (Chapter Orbital Mixing Rules by Inagaki in this volume). 

The Diels-Alder reaction (47t 2ir cycloaddition) is by far the best studied reaction of dienes from both theoretical and experimental viewpoints. Frontier molecular orbital theory predicts three types of Diels-Alder reaction. Structural effects on rate constants show the existence of two types of reaction ... 

A fundamental understanding of the mechanistic and stereochemical aspects of the Diels-Alder reaction was unfolded during the 1970s. Several theoretical approaches are available nowadays from which Fukui s Frontier Molecular Orbital theory (FMO theory) is most frequently used because of its simplicity49- 53. 

The main stabilization in reactions with activated reaction partners, viz. when one partner is electron-rich and the other electron-poor, arises through interaction between the donor HOMO and the acceptor LUMO which are much closer in energy than the acceptor HOMO and the donor LUMO. Figure 2 illustrates which interactions between the frontier orbitals cause the main stabilization in normal, neutral and inverse Diels-Alder reactions. For example, the main stabilization in the reaction between an electron-rich diene and an electron-poor dienophile stems from the interaction of the diene HOMO with the dienophile LUMO. 

The reactivity and selectivity of the Diels-Alder reaction can be understood in terms of Frontier Molecular Orbital (FMO) theory which evolved during studies of the role of orbital symmetry in pericyclic reactions by Woodward and Hoffmann58 and, independently, by Fukui59. FMO theory explains the driving force of a reaction between two compounds by the efficiency with which the molecular orbitals of the two partners overlap. This orbital interaction is maximized when their energy separation is small. FMO theory further states that the two most important interacting orbitals are the Highest Occupied... 

We now turn to the gas-phase 1,3-dipolar cycloaddition of fulminic acid to ethyne. The concerted, almost synchronous nature of this reaction might create the impression that the electronic mechanism of this process should be very similar to that of the Diels-Alder reaction. Such an expectation is reinforced by frontier orbital theory, which treats both reactions in very much the same way (see Ref. 32). The only significant differences are related to the fact that the lowest unoccupied MO (LUMO) for a linear 1,3-dipole... 

The SC descriptions of the electronic mechanisms of the three six-electron pericyclic gas-phase reactions discussed in this paper (namely, the Diels-Alder reaction between butadiene and ethene [11], the 1,3-dipolar cycloaddition offulminic acid to ethyne [12], and the disrotatory electrocyclic ring-opening of cyclohexadiene) take the theory much beyond the HMO and RHF levels employed in the formulation of the most popular MO-based treatments of pericyclic reactions, including the Woodward-Hoffmarm mles [1,2], Fukui s frontier orbital theory [3] and the Dewar-Zimmerman model [4—6]. The SC wavefunction maintains near-CASSCF quality throughout the range of reaction coordinate studied for each reaction but, in contrast to its CASSCF counterpart, it is very much easier to interpret and to visualize directly. 

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