Pericyclic reactions molecular orbitals

The way the substituents affect the rate of the reaction can be rationalised with the aid of the Frontier Molecular Orbital (FMO) theory. This theory was developed during a study of the role of orbital symmetry in pericyclic reactions by Woodward and Hoffinann and, independently, by Fukui Later, Houk contributed significantly to the understanding of the reactivity and selectivity of these processes. ... 

Molecular Orbitals and Pericyclic Reactions of Conjugated Pi Systems... 

What do molecular orbitals and their nodes have to do with pericyclic reactions The answer is, everything. According to a series of rules formulated in the mid-1960s by JR. B. Woodward and Roald Hoffmann, a pericyclic reaction can take place only if the symmetries of the reactant MOs are the same as the symmetries of the product MOs. In other words, the lobes of reactant MOs must be of the correct algebraic sign for bonding to occur in the transition state leading to product. 

The Woodward-Hoffmann rules for pericyclic reactions require an analysis of all reactant and product molecular orbitals, but Kenichi Fukui at Kyoto Imperial University in Japan introduced a simplified version. According to Fukui, we need to consider only two molecular orbitals, called the frontier orbitals. These frontier orbitals are the highest occupied molecular orbital (HOMO) and the lowest unoccupied molecular orbital (LUMO). In ground-state 1,3,5-hexa-triene, for example, 1//3 is the HOMO and excited-stale 1,3,5-hexatriene, however, 5 is the LUMO. 

HOMO (Sections 14.7, 30.2) An acronym for highest occupied molecular orbital. The symmetries of the HOMO and LUMO are important in pericyclic reactions. 

The period 1930-1980s may be the golden age for the growth of qualitative theories and conceptual models. As is well known, the frontier molecular orbital theory [1-3], Woodward-Hoffmann rules [4, 5], and the resonance theory [6] have equipped chemists well for rationalizing and predicting pericyclic reaction mechanisms or molecular properties with fundamental concepts such as orbital symmetry and hybridization. Remarkable advances in aeative synthesis and fine characterization during recent years appeal for new conceptual models. 

The first pair of examples we would like to discuss occurs in a field which lends itself naturally to be conquered by theory. Indeed, the past three decades have seen the exploration of mechanistic details of pericyclic reactions as one of the major success stories of computational chemistry. Rooted in qualitative molecular orbital theory, the key concept of... 

Houk, K.N. "Application of Frontier Molecular Orbital Theory to Pericyclic Reactions", in "Pericyclic Reactions", A.P. 

Frontier molecular orbital (FMO) theory 62) has provided new insights into chemical reactivity. This, and the simplicity of its application, has led to its widespread use, particularly in the treatment of pericyclic reactions 63). An FMO treatment depends on the energy of the highest occupied (HOMO) and lowest unoccupied molecular... 

The reported proposed sequence also offers two additional alternative mechanisms for the cyclodimerization of BCP (3), involving either intermediate 463 or 464 [6a, 13b]. However, they appear less likely, requiring successive three-membered ring fissions and formations. Alternatively, a thermally allowed concerted [jt2s + rt2a -I- pericyclic reaction involving the Walsh type molecular orbital of cyclopropane [124] has been proposed (Fig. 4) [13b]. 

However, despite their proven explanatory and predictive capabilities, all well-known MO models for the mechanisms of pericyclic reactions, including the Woodward-Hoffmann rules [1,2], Fukui s frontier orbital theory [3] and the Dewar-Zimmerman treatment [4-6] share an inherent limitation They are based on nothing more than the simplest MO wavefunction, in the form of a single Slater determinant, often under the additional oversimplifying assumptions characteristic of the Hiickel molecular orbital (HMO) approach. It is now well established that the accurate description of the potential surface for a pericyclic reaction requires a much more complicated ab initio wavefunction, of a quality comparable to, or even better than, that of an appropriate complete-active-space self-consistent field (CASSCF) expansion. A wavefunction of this type typically involves a large number of configurations built from orthogonal orbitals, the most important of which i.e. those in the active space) have fractional occupation numbers. Its complexity renders the re-introduction of qualitative ideas similar to the Woodward-Hoffmann rules virtually impossible. 

The interpretation of chemical reactivity in terms of molecular orbital symmetry. The central principle is that orbital symmetry is conserved in concerted reactions. An orbital must retain a certain symmetry element (for example, a reflection plane) during the course of a molecular reorganization in concerted reactions. It should be emphasized that orbital-symmetry rules (also referred to as Woodward-Hoffmann rules) apply only to concerted reactions. The rules are very useful in characterizing which types of reactions are likely to occur under thermal or photochemical conditions. Examples of reactions governed by orbital symmetry restrictions include cycloaddition reactions and pericyclic reactions. 

The structural requirements of the mesomeric betaines described in Section III endow these molecules with reactive -electron systems whose orbital symmetries are suitable for participation in a variety of pericyclic reactions. In particular, many betaines undergo 1,3-dipolar cycloaddition reactions giving stable adducts. Since these reactions are moderately exothermic, the transition state can be expected to occur early in the reaction and the magnitude of the frontier orbital interactions, as 1,3-dipole and 1,3-dipolarophile approach, can be expected to influence the energy of the transition state—and therefore the reaction rate and the structure of the product. This is the essence of frontier molecular orbital (EMO) theory, several accounts of which have been published. 16.317 application of the FMO method to the pericyclic reactions of mesomeric betaines has met with considerable success. The following section describes how the reactivity, electroselectivity, and regioselectivity of these molecules have been rationalized. 

THE RESONANCE AND MOLECULAR-ORBITAL METHODS AND THEIR APPLICATIONS. PERICYCLIC REACTIONS... 

The Resonance and Molecular-Orbital Methods and Their Applications. Pericyclic Reactions (a)... 

---