PERICYCLIC REACTIONS 2 Diels-Alder Reactions

Lipids from marine products have been studied less frequently. The detection of co-(o-alkylphenyl)alkanoic acids with 16,18 and 20 carbon atoms together with isoprenoid fatty acids (4,8,12-trimethyltetradecanoic acid and phytanic acid) and substantial quantities of bones from fish and molluscs has provided evidence for the processing of marine animal products in vessels [58 60]. C16, C18, and C20 co-(o-alkylphenyl)alkanoic acids are presumed to be formed during the heating of tri-unsaturated fatty acids (C16 3, C18 3 and C20 3), fatty acyl components of marine lipids, involving alkali isomerization, pericyclic (intermolecular Diels-Alder reaction) and aromatization reactions. 

The principle presented here on two pericyclic reactions (Diels-Alder cycloaddition and cyclobutene ring opening) can be successfully applied to studies of the reaction outcome for many other pericyclic reactions. 

Fig. 5.35 Geometry predicted by CASSCF ab initio calculations of the two possible transition structure geometries for the Diels-Alder reaction between ethene and butadiene. (Figure adapted from Houk KN, J Gonzalez and Y Li 1995. Pericyclic Reaction Transition States Passions and Punctilios 1935-1995. Accounts of Chemical Research 28 81-90.)...

Apart from the thoroughly studied aqueous Diels-Alder reaction, a limited number of other transformations have been reported to benefit considerably from the use of water. These include the aldol condensation , the benzoin condensation , the Baylis-Hillman reaction (tertiary-amine catalysed coupling of aldehydes with acrylic acid derivatives) and pericyclic reactions like the 1,3-dipolar cycloaddition and the Qaisen rearrangement (see below). These reactions have one thing in common a negative volume of activation. This observation has tempted many authors to propose hydrophobic effects as primary cause of ftie observed rate enhancements. 

Like the Diels-Alder reaction discussed in Sections 14.4 and 14.5, the Claisen rearrangement reaction takes place through a pericyclic mechanism in which a concerted reorganization of bonding electrons occurs through a six-membered, cyclic transition state. The 6-allyl-2,4-cyclohexadienone intermediate then isomerizes to o-allylpbenol (Figure 18.1). 

Two other important sigmatropic reactions are the Claisen rearrangement of an allyl aryl ether discussed in Section 18.4 and the Cope rearrangement of a 1,5-hexadiene. These two, along with the Diels-Alder reaction, are the most useful pericyclic reactions for organic synthesis many thousands of examples of all three are known. Note that the Claisen rearrangement occurs with both allylic aryl ethers and allylic vinylic ethers. 

The Diels-Alder reaction is a pericyclic cycloaddition when bond-forming and bond-breaking processes are concerted in the six-membered transition state... 

Most Diels-Alder reactions, particularly the thermal ones and those involving apolar dienes and dienophiles, are described by a concerted mechanism [17]. The reaction between 1,3-butadiene and ethene is a prototype of concerted synchronous reactions that have been investigated both experimentally and theoretically [18]. A concerted unsymmetrical transition state has been invoked to justify the stereochemistry of AICI3-catalyzed cycloadditions of alkylcyclohexenones with methyl-butadienes [12]. The high syn stereospecificity of the reaction, the low solvent effect on the reaction rate, and the large negative values of both activation entropy and activation volume comprise the chemical evidence usually given in favor of a pericyclic Diels-Alder reaction. 

Pericyclic Diels-Alder reactions are suprafacial reactions and this manner of bond formation preserves in the cycloadduct the relative stereochemistry of the substituents at Ci and C4 and at Ci and C2 of the parents diene and dienophile, respectively (Scheme 1.7). The relative stereochemistry of the substituents in the... 

Keywords Diels-Alder reactions, dipolar cycloadditions, electrocyclic reactions, ene reactions, pericyclic reactions, sigmatropic rearrangements... 

Okamura W. H., Curtin M. L. Pericyclization of Vinylallenes in Organic Synthesis on the Intramolecnlar Diels-Alder Reaction Synlett 1990 1 9... 

Danshefsky s diene [19] is the 1,3-butadiene with amethoxy group at the 1-position and a trimethylsiloxy group at the 3-position (Scheme 18). This diene and Lewis acids extended the scope of hetereo-Diels-Alder reactions with aldehydes [20], This diene reacts with virtually any aldehyde in the presence of Lewis acids whereas dienes usually react with only selected aldehydes bearing strongly electron accepting a-substituents. There are two (Diels-Alder and Mukaiyama aldol) reaction pathways (Scheme 18) identified for the Lewis acids catalyzed reactions of Danishefsky diene with aldehydes [21, 22]. The two pathways suggest that these reactions occur on the boundary between the delocahzation band (the pericyclic... 

Diels-Alder reactions are found to be little influenced by the introduction of radicals (cf. p. 300), or by changes in the polarity of the solvent they are thus unlikely to involve either radical or ion pair intermediates. They are found to proceed stereoselectively SYN with respect both to the diene and to the dienophile, and are believed to take place via a concerted pathway in which bond-formation and bond-breaking occur more or less simultaneously, though not necessarily to the same extent, in the transition state. This cyclic transition state is a planar, aromatic type, with consequent stabilisation because of the cyclic overlap that can occur between the six p orbitals of the constituent diene and dienophile. Such pericyclic reactions are considered further below (p. 341). 

Since the number of domino processes which start with a Diels-Alder reaction is rather large, we have subdivided this section of the chapter according to the second step, which might be a second Diels-Alder reaction, a 1,3-dipolar cycloaddition, or a sigmatropic rearrangement. However, there are also several examples where the following reaction is not a pericyclic but rather is an aldol reaction these examples will be discussed under the term Mixed Transformations . 

Baldwin and coworkers described an interesting and high-yielding pericyclic domino process, consisting of a Cope and a Diels-Alder reaction, which on thermal treatment of the tetraene 4-253 led to tricyclic compound 4-254 (Scheme 4.54) [89]. 

In this section are described those domino reactions which start with a retro-pericy-clic reaction. This may be a retro-Diels-Alder reaction, a retro-l,3-dipolar cycloaddition, or a retro-ene reaction, which is then usually followed by a pericyclic reaction as the second step. However, a combination is also possible with another type of transformation as, for example, an aldol reaction. 

Mesoxalates are highly reactive substrates because of their strongly polarized carbon-oxygen bond. They have been used in pericyclic processes (e.g. Diels-Alder reactions,8 ene reactions,9 [3+2]10 and [2+2]11 cycloadditions), in aldol12 and Wittig as well as Friedel-Crafts reactions.13 Further applications arise from the use of the corresponding imines in hetero Diels-Alder reactions14 and electrophilic cyclizations.15... 

Diels-Alder reaction, phase-change rule, pericyclic reactions, 447-450... 

The dienes and polyenes are compounds which intervene in a large number of organic reactions, as will be seen in different chapters of this book. Several excellent reviews have been devoted to theoretical studies about their reactivity, with special emphasis on the mechanism of pericyclic reactions3-5. As was mentioned in the introduction, this section will only treat, as an example, the Diels-Alder reaction, since it has been the most studied one by theoreticians. Our goal is not to cover all aspects, but instead to show the high potential and usefulness of theoretical methods in order to interpret and rationalize the experimental results. In the rest of the chapter we will concentrate on the last ab initio calculations. 

SCHEME 3. Comparison of van der Waals volumes of reaction and activation with the volumes of reaction and activation calculated for a pericyclic and stepwise Diels-Alder reaction of 1,3-butadiene with ethene... 

Lallemand et al. have found a pericyclic-anionic domino three-component reaction to prepare highly functionalized alcohols.115931 This reaction was originally developed by Vaultier, Hoffmann et al.[59bl Diels-Alder reaction of a 1,3-dienylboronate with an acrylate yields a mixture of endo and exo diastereomers of the coupled allylboronate, which in the presence of an aldehyde such as 4-phenoxy-butyraldehyde undergoes an allylation reaction. After hydrolysis the resulting diastereomeric alcohols are obtained in about 50 % yield, whereby two new stereogenic centers are formed in a stereoselective fashion. 

Tandem pericyclic processes offer the opportunity to synthesize complex highly substituted cyclic molecules in a completely stereocontrolled fashion in a few consecutive steps. As a consequence, tandem processes have been studied extensively. Some tandem processes involving Diels-Alder reactions have recently been reviewed38,40,107. 

The reactivity and selectivity of the Diels-Alder reaction can be understood in terms of Frontier Molecular Orbital (FMO) theory which evolved during studies of the role of orbital symmetry in pericyclic reactions by Woodward and Hoffmann58 and, independently, by Fukui59. FMO theory explains the driving force of a reaction between two compounds by the efficiency with which the molecular orbitals of the two partners overlap. This orbital interaction is maximized when their energy separation is small. FMO theory further states that the two most important interacting orbitals are the Highest Occupied... 

The Diels-Alder reaction is the best known and most widely used pericyclic reaction. Two limiting mechanisms are possible (see Fig. 10.11) and have been vigorously debated. In the first, the addition takes place in concerted fashion with two equivalent new bonds forming in the transition state (bottom center, Fig. 10.11), while for the second reaction path the addition occurs stepwise (top row, Fig. 10.11). The stepwise path involves the formation of a single bond between the diene (butadiene in our example) and the dienophile (ethylene) and (most likely) a diradical intermediate, although zwitterion structures have also been proposed. In the last step, ring closure results with the formation of a second new carbon carbon bond. Either step may be rate determining. 

The SC descriptions of the electronic mechanisms of the three six-electron pericyclic gas-phase reactions discussed in this paper (namely, the Diels-Alder reaction between butadiene and ethene [11], the 1,3-dipolar cycloaddition offulminic acid to ethyne [12], and the disrotatory electrocyclic ring-opening of cyclohexadiene) take the theory much beyond the HMO and RHF levels employed in the formulation of the most popular MO-based treatments of pericyclic reactions, including the Woodward-Hoffmarm mles [1,2], Fukui s frontier orbital theory [3] and the Dewar-Zimmerman model [4—6]. The SC wavefunction maintains near-CASSCF quality throughout the range of reaction coordinate studied for each reaction but, in contrast to its CASSCF counterpart, it is very much easier to interpret and to visualize directly. 

Reviews describe several organic reactions that are successfully carried out in aqueous media (Li, 1993 Li, 2000). In some cases, notably in the Diels-Alder reaction and in other pericyclic reactions, the hydrophobic effect accelerates the reaction and... 

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