Oxidation-reduction deracemization

Finally in this section on deracemization via cyclic oxidation/reduction methods, there has been some limited work carried out on the deracemization of secondary alcohols. Soda et al. [22] employed lactate oxidase in combination with sodium borohydride to deracemize D/i-lactate (18) via the intermediate pyruvate (19) (Figure 5.12). 

Deracemization via the biocatalytic stereoinversion is usually achieved by employing whole cells. In the case of secondary alcohols, it is believed that microbial stereoinversion occurs by an oxidation-reduction sequence... 

Medici et al. have used a combined sequential oxidation-reduction to access a range of imsaturated secondary alcohols from their racemates [7] (Scheme 1). Here the S-alcohol 2 is oxidized by B. stereothermophilus which is displaying Prelog specificity leaving the l -enantiomer untouched. The other microorganism, Y. lipolytica contains an anti-Prelog dehydrogenase which is therefore able to reduce the ketone 1 to the l -alcohol 2. Thus the combination of the two steps effects a net deracemization of substrate 2. 

The results actually showed a deracemization of the racemic hydroxyester 10 as opposed to enantioselective hydrolysis with formation of optically pure (R)-hydroxyester 10 and only 20 % loss in mass balance. Small quantities of ethyl 3-oxobutanoate 9 (<5%) were also detected throughout the reaction, leading the authors to suggest a multiple oxidation-reduction system with one dehydrogenase enzyme (DH-2) catalysing the irreversible reduction to the (R)-hydroxy-ester (Scheme 5). 

Kroutil et al. have recently reported [18] an elegant one-pot oxidation/reduction sequence for the deracemization of a chiral secondary alcohol using a single biocatalyst. LyophiUzed cells of a Rhodococcus sp. CBS IVJ.Ti converted racemic 2-decanol into the (S)-enantiomer in 82% yield and 92% enantiomeric excess (e.e.). via a non-specific oxidation followed sequentially by an (S)-selective reduction (Scheme 6.5). Acetone was used as the hydrogen acceptor in the first step and isopropanol as the hydrogen donor in the second step. 

Kroutil, W., and Faber, K. 1998. Deracemization of compounds possessing a sec-alcohol or -amino group through a cyclic oxidation-reduction sequence a kinetic treatment. Tetrahedron Asymm., 9(16), 2901-2913. 

Figure 16.2-21. Deracemization ofl-phenyl-1-ethanol. The ADHs from R. erythropolis and L. kefir exhibit complementary steroespecificity. Combination of both in an oxidation-reduction sequence yields the desired enantiopure alcohol.

Note at the outset that asymmetric catalysis in the synthesis of fine chemicals is rarely a single-step process that converts a reactant directly to the final product. It is usually one of the steps in a total synthesis but is often the key step. Hence the analysis of the overall yield will be based on the methods described in Chapter 5. There are many types of reactions where asymmetric catalysis can be applied. The most important of these are C-C bond-forming reactions such as alkylation or nucleophilic addition, oxidation, reduction, isomerization, Diels-Alder reaction, Michael addition, deracemization, and Sharpless expoxidation (of allyl alcohols). A few representative examples (homogeneous and heterogeneous) are given in Table 9.6. 

Assuming that the enzymatic reaction is highly enantioselective, then even after only four cycles the enantiomeric excess will have reached 93.4% whereas after seven catalytic cycles the enantiomeric excess is >99% (Figure 5.3). This type of deracemization is really a stereoinversion process in that the reactive enantiomer undergoes stereoinversion during the process. One of the challenges of developing this type of process is to find conditions under which the enzyme catalyst and chemical reactant can coexist, particularly in the case of redox chemistry in which the coexistence of an oxidant and reductant in the same reaction vessel is difficult to achieve. For this... 

Figure 5.2 Cyclic deracemization process involving sequential enzyme-catalyzed oxidation and nonenzymatic reduction.

Carnell et al. discovered that whole cells of Cunninghamella echinulata NRRL1384 were able to deracemize racemic N-(l-hydroxy-l-phenylethyl)benzamide (24) to produce the (R) enantiomer (Figure 5.17) [30]. The deracemization involves fast, highly (S)-selective oxidation, followed by slower, partially (R)-selective reduction of the ketone (25). Optimization by removing competing extracellular amidase/prote-ase activity resulted in 82% yield and 92% ee. 

Voss, C.V., Gruber, C.C. and Kroutil, W. (2008) Deracemization of secondary alcohols through a concurrent tandem biocatalytic oxidation and reduction. Angewandte Chemie-International Edition, 47 (4), 741-745. 

An elegant four-enzyme cascade process was described by Nakajima et al. [28] for the deracemization of an a-amino acid (Scheme 6.13). It involved amine oxidase-catalyzed, (i )-selective oxidation of the amino acid to afford the ammonium salt of the a-keto acid and the unreacted (S)-enantiomer of the substrate. The keto acid then undergoes reductive amination, catalyzed by leucine dehydrogenase, to afford the (S)-amino acid. NADH cofactor regeneration is achieved with formate/FDH. The overall process affords the (S)-enantiomer in 95% yield and 99% e.e. from racemic starting material, formate and molecular oxygen, and the help of three enzymes in concert. A fourth enzyme, catalase, is added to decompose the hydrogen peroxide formed in the first step which otherwise would have a detrimental effect on the enzymes. 

Similarly to the case of amino acids, hydroxy acids can also be deracemized by combining an enantioselective oxidation with a non-enantioselective reduction with sodium borohydride. For example, the group of Soda has reported the transformation of DL-lactate into D-lactate in >99% (Scheme 5.38) [78]. 

Deracemization by stereoinversion is a process in which one form (S of the racemic starting material (Rf -i- Sf) is enantioselectively transformed into an intermediate (Si) which can in turn react to give the form of opposite configuration (Rf). An example of this method could be the selective oxidation of one enantiomer of a racemic secondary alcohol and the subsequent reduction with a catalyst of opposite stereopreference [2]. 

Alternatively, a one-pot, single-step deracemization of sec-alcohols has been achieved by employing two different microorganisms in a single reaction vessel. However, the number of examples of this type is limited and the oxidation and reduction steps are usually performed sequentially in a one-pot, two-step procedure. For instance, racemic mandeUc acid was deracemized in the presence of whole cells of Pseudomonas polycdor and Micrococcus freudenreichii [14]. Separate experiments showed that P. polycolor was responsible for the oxidation, while M. freudenreichii was needed for reduction of the corresponding a-keto acid. After 24h, (R)-mandelic acid 4 was isolated in a 60% yield and 99% e.e. [14],... 

In a conceptually related method, the oxidation of the L-lactate is catalyzed by the commercially available L-specific lactate oxidase from Aerococcus viridans and the reduction of pyruvate to rac-lactate is performed with NaBH4 in the same solution. In repeating cycles D-lactate 5 is obtained as the sole product and in an excellent e.e. [16] (Scheme 13.6). This concept has recently been applied to the deracemization of a-amino acids [17]. 

In order to clarify the proposed mechanism, the reduction of ethyl 3-oxo-3-phenyl propionate was carried out, resulting in the exclusive formation of the (S)-enantiomer confirming the presence of (S)-specific reductase. When the pure (S)-enantiomer was used as the substrate for deracemization, the product recovered retained the configuration as well as the optical purity without any loss, clearly supporting the presence of an (S)-specific reductase, which does not oxidize the (S)-hydroxy ester to the corresponding keto ester. 

Amino Acid Oxidase and Chemical In Situ Reduction of the Initially Formed Imino Compound A simple and interesting procedure for the deracemization of a-amino acids was introduced by Soda [48], who combined the oxidation of the D-enantiomer of D,L-proline to dehydro-prohne with a chemical reduction of the imine 21 in on -pot, thereby restoring the racemic mixture. If the reaction in the first step is completely enantioselective, the e.e. of the amino acid after one cycle is 50%. Repeating the reaction in successive cycles raises the e.e. close to 100% (Scheme 13.19). 

Figure 14.34 Deracemization of racemic amines by repeated cycles of enzyme catalyzed enantioselective oxidation followed by nonselective chemical reduction.

The synthesis of optically pure L-phenylglycine via the deracemization of mandelic acid was reported via three steps (racemization, enantioselective oxidation and stereoselective reductive amination). Racemization by mandelate racemase combined with simultaneous oxidation and reduction reactions with cofactor recycling gave the amino acid in 97% ee and 94% yield (Scheme 4.43) [96]. 

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