Conrotatory

Electi ocyclic reactions are examples of cases where ic-electiDn bonds transform to sigma ones [32,49,55]. A prototype is the cyclization of butadiene to cyclobutene (Fig. 8, lower panel). In this four electron system, phase inversion occurs if no new nodes are fomred along the reaction coordinate. Therefore, when the ring closure is disrotatory, the system is Hiickel type, and the reaction a phase-inverting one. If, however, the motion is conrotatory, a new node is formed along the reaction coordinate just as in the HCl + H system. The reaction is now Mdbius type, and phase preserving. This result, which is in line with the Woodward-Hoffmann rules and with Zimmerman s Mdbius-Huckel model [20], was obtained without consideration of nuclear symmetry. This conclusion was previously reached by Goddard [22,39]. 

SUBSTITUTED BUTADIENES. The consequences of p-type orbitals rotations, become apparent when substituents are added. Many structural isomers of butadiene can be foiined (Structures VIII-XI), and the electrocylic ring-closure reaction to form cyclobutene can be phase inverting or preserving if the motion is conrotatory or disrotatory, respectively. The four cyclobutene structures XII-XV of cyclobutene may be formed by cyclization. Table I shows the different possibilities for the cyclization of the four isomers VIII-XI. These structmes are shown in Figure 35. 

Conservation of orbital symmetry is a general principle that requires orbitals of the same phase (sign) to match up in a chemical reaction. For example, if terminal orbitals are to combine with one another in a cyclixation reaction as in pattern. A, they must rotate in the same dii ection (conrotatory ovei lap). but if they combine according to pattern H. they must rotate in opposite directions (disrotatory). In each case, rotation takes place so that overlap is between lobes of the it orbitals that are of the same sign. 

Conrotatory and disrotatory eoncerted reaetions ean often be distinguished by chemical means. For example, using the results of the previous calculation, predict whether the cyclizations of hexa-2,4-diene will lead to cii or traa.i dimethyl cyclo-butene... 

The direct connection of rings A and D at C l cannot be achieved by enamine or sul> fide couplings. This reaction has been carried out in almost quantitative yield by electrocyclic reactions of A/D Secocorrinoid metal complexes and constitutes a magnificent application of the Woodward-Hoffmann rules. First an antarafacial hydrogen shift from C-19 to C-1 is induced by light (sigmatropic 18-electron rearrangement), and second, a conrotatory thermally allowed cyclization of the mesoionic 16 rc-electron intermediate occurs. Only the A -trans-isomer is formed (A. Eschenmoser, 1974 A. Pfaltz, 1977). 

Symmetry allowed reaction (Section 10 14) Concerted reac tion in which the orbitals involved overlap in phase at all stages of the process The conrotatory ring opening of cy clobutene to 1 3 butadiene is a symmetry allowed reaction... 

For Woodward-Hoffman allowed thermal reactions (such as the conrotatory ring opening of cyclobutane), orbital symmetry is conserved and there is no change in orbital occupancy. Even though bonds are made and broken, you can use the RHF wave function. 

Other photoiaduced cyclization reactions can occur by conrotatory bond formation to give the 9 P,10 P-antiisomers, isopyrocalciferol2 [474-70-4] (23) or isopyrocalciferol [10346-44-8] (24) (Fig. 5), whereas thermal cychzation at >100°C leads to the two 9,10-syn isomers, (9a,10 a)-pyrocalciferol (27)... 

Aziridines, e.g. (91), undergo thermal ring opening in a conrotatory manner to generate azomethine ylides. These azomethine ylides are 47r-components and can participate in [4 + 2] cycloadditions with 1-azirines acting as the 27r-component 73HCA1351). 

A complete mechanistic description of these reactions must explain not only their high degree of stereospecificity, but also why four-ir-electron systems undergo conrotatory reactions whereas six-Ji-electron systems undergo disrotatory reactions. Woodward and Hoifinann proposed that the stereochemistry of the reactions is controlled by the symmetry properties of the HOMO of the reacting system. The idea that the HOMO should control the course of the reaction is an example of frontier orbital theory, which holds that it is the electrons of highest energy, i.e., those in the HOMO, that are of prime importance. The symmetry characteristics of the occupied orbitals of 1,3-butadiene are shown in Fig. 11.1. 

Figure 11.3 illustrates the classification of the MOs of butadiene and cyclobutene. There are two elements of symmetry that are common to both s-cw-butadiene and cyclobutene. These are a plane of symmetry and a twofold axis of rotation. The plane of symmetry is maintained during a disrotatory transformation of butadiene to cyclobutene. In the conrotatory transformation, the axis of rotation is maintained throughout the process. Therefore, to analyze the disrotatory process, the orbitals must be classified with respect to the plane of symmetry, and to analyze the conrotatory process, they must be classified with respect to the axis of rotation. 

Correlation diagrams can be constructed in an analogous fashion for the disrotatory and conrotatory modes for interconversion of hexatriene and cyclohexadiene. They lead to the prediction that the disrotatory mode is an allowed process whereas the conrotatory reaction is forbidden. This is in agreement with the experimental results on this reaction. Other electrocyclizations can be analyzed by the same method. Substituted derivatives of polyenes obey the orbital symmetry rules, even in cases in which the substitution pattern does not correspond in symmetiy to the orbital system. It is the symmetry of the participating orbitals, not of the molecule as a whole, that is crucial to the analysis. 

Fig. 11.5. Correlation diagram for cyclobutene and butadiene orbitals (symmetry-allowed conrotatory reaction).

For the butadiene-cyclobutene interconversion, the transition states for conrotatory and disrotatory interconversion are shown below. The array of orbitals represents the basis set orbitals, i.e., the total set of 2p orbitals involved in the reaction process, not the individual MOs. Each of the orbitals is tc in character, and the phase difference is represented by shading. The tilt at C-1 and C-4 as the butadiene system rotates toward the transition state is different for the disrotatory and conrotatory modes. The dashed line represents the a bond that is being broken (or formed). 

There are two stereochemically distinct possibilities for the conrotatory process. A substituent group might move toward or away from the breaking bond ... 

Analysis of the hexatriene-cyclohexadiene system leads to the conclusion that the disrotatory process will be favored. The basis set orbitals for the conrotatory and disrotatory transition states are shown below. 

We have now considered three viewpoints from which thermal electrocyclic processes can be analyzed symmetry characteristics of the frontier orbitals, orbital correlation diagrams, and transition-state aromaticity. All arrive at the same conclusions about stereochemistiy of electrocyclic reactions. Reactions involving 4n + 2 electrons will be disrotatory and involve a Hiickel-type transition state, whereas those involving 4n electrons will be conrotatory and the orbital array will be of the Mobius type. These general principles serve to explain and correlate many specific experimental observations made both before and after the orbital symmetry mles were formulated. We will discuss a few representative examples in the following paragraphs. 

This compound is less stable than 5 and reverts to benzene with a half-life of about 2 days at 25°C, with AH = 23 kcal/mol. The observed kinetic stability of Dewar benzene is surprisingly high when one considers that its conversion to benzene is exothermic by 71 kcal/mol. The stability of Dewar benzene is intimately related to the orbital symmetry requirements for concerted electrocyclic transformations. The concerted thermal pathway should be conrotatory, since the reaction is the ring opening of a cyclobutene and therefore leads not to benzene, but to a highly strained Z,Z, -cyclohexatriene. A disrotatory process, which would lead directly to benzene, is forbidden. ... 

Theoretical treatment of the reaction as a conrotatory process proceeding through the very unstable Z,Z, -isomer of benzene satisfactorily accounts for the observed activation barrier. ... 

An example of preferred conrotatory cyclization of four-7c-electron pentadienyl cation systems can be found in the acid-catalyzed cyclization of the dienone 12, which proceeds through the 3-hydroxypentadienyl cation 13. The stereochemistry is that expected for a conrotatory process. 

In contrast to pentadienyl anions, heptatrienyl anions have been found to cyclize readily to cycloheptadienyl anions. The transformation of heptatrienyl anion to cyclo-heptadienyl anion proceeds with a half-life of 13 min at — 13°C. The Woodward-Hoffinann rules predict that this would be a conrotatory closure. ... 

A striking illustration of the relationship between orbital symmetry considerations and the outcome of photochemical reactions can be found in the stereochemistry of electrocyclic reactions. In Chapter 11, the distinction between the conrotatory and the disrotatory mode of reaction as a function of the number of electrons in the system was... 

The reverse reaction, closure of butadiene to cyclobutene, has also been explored computationally, using CAS-SCF calculations. The distrotatory pathway is found to be favored, although the interpretation is somewhat more complex than the simplest Woodward-Hoffinann formulation. It is found that as disrotatory motion occurs, the singly excited state crosses the doubly excited state, which eventually leads to the ground state via a conical intersection. A conrotatory pathway also exists, but it requires an activation energy. 

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