Pentadienyl/cyclopentenyl rearrangement

Allyl, pentadienyl, and heptatrienyl anions can in principle undergo electrocyclic rearrangements (81). The thermal conversion of a pentadienyl into a cyclopentenyl anion is predicted to be a disrotatory process. The cyclooctadienyl anion cyclizes to the thermodynamically stable isomer of the bicyclo[3.3.0]octenyl ion having cis fused rings (52,82,83). The acyclic pentadienyl anions, however, do not normally cyclize. On the other hand, heptatrienyl anions cyclize readily at — 30°C by a favorable conrotatory thermal process (41,84). This reaction sets a limit upon the synthetic utility of such anions. 

The Nazarov cyclization is an example of a 47r-electrocyclic closure of a pentadienylic cation. The evidence in support of this idea is primarily stereochemical. The basic tenets of the theory of electrocyclic reactions make very clear predictions about the relative configuration of the substituents on the newly formed bond of the five-membered ring. Because the formation of a cyclopentenone often destroys one of the newly created centers, special substrates must be constructed to aUow this relationship to be preserved. Prior to the enunciation of the theory of conservation of orbital symmetry, Deno and Sorensen had observed the facile thermal cyclization of pentadienylic cations and subsequent rearrangements of the resulting cyclopentenyl cations. Unfortunately, these secondary rearrangements thwarted early attempts to verify the stereochemical predictions of orbital symmetry control. Subsequent studies with Ae pentamethyl derivative were successful. - The most convincing evidence for a pericyclic mechanism came from Woodward, Lehr and Kurland, who documented the complementary rotatory pathways for the thermal (conrotatory) and photochemical (disrotatoiy) cyclizations, precisely as predicted by the conservation of orbital symmetry (Scheme 5). 

The conversion of a pentadienyl to a cyclopentenyl cation is an electrocyclic reaction of a system containing loury-electrons delocalized over five atomic orbitals, and should therefore be a csorotatory process. In the example just described, the stereochemistry of the cyclization reaction is masked by subsequent rearrangement of (alkj l groups, which ultimately affords the most stable carbonium ion. The stereochemistry of the cyclization of divinyl ketones under acidic conditions, however, is conrotatory, as predicted ... 

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