Nucleophilic substitution ionization mechanism

Substitution nucleophilic unimolecular(SNl) mechanism (Sec tions 4 9 and 8 8) Mechanism for nucleophilic substitution charactenzed by a two step process The first step is rate determining and is the ionization of an alkyl halide to a carbocation and a halide ion... 

The ionization mechanism for nucleophilic substitution proceeds by rate-determining heterolytic dissociation of the reactant to a tricoordinate carbocation (also sometimes referred to as a carbonium ion or carbenium ion f and the leaving group. This dissociation is followed by rapid combination of the highly electrophilic carbocation with a Lewis base (nucleophile) present in the medium. A two-dimensional potential energy diagram representing this process for a neutral reactant and anionic nucleophile is shown in Fig. 

Fig. S.l. Potential eneigy diagram for nucleophilic substitution by the ionization (S l) mechanism.

The points that we have emphasized in this brief overview of the S l and 8 2 mechanisms are kinetics and stereochemistry. These features of a reaction provide important evidence for ascertaining whether a particular nucleophilic substitution follows an ionization or a direct displacement pathway. There are limitations to the generalization that reactions exhibiting first-order kinetics react by the Sj l mechanism and those exhibiting second-order kinetics react by the 8 2 mechanism. Many nucleophilic substitutions are carried out under conditions in which the nucleophile is present in large excess. When this is the case, the concentration of the nucleophile is essentially constant during die reaction and the observed kinetics become pseudo-first-order. This is true, for example, when the solvent is the nucleophile (solvolysis). In this case, the kinetics of the reaction provide no evidence as to whether the 8 1 or 8 2 mechanism operates. 

Because carbocations are key intermediates in many nucleophilic substitution reactions, it is important to develop a grasp of their structural properties and the effect substituents have on stability. The critical step in the ionization mechanism of nucleophilic substitution is the generation of the tricoordinate carbocation intermediate. For this mechanism to operate, it is essential that this species not be prohibitively high in energy. Carbocations are inherently high-energy species. The ionization of r-butyl chloride is endothermic by 153kcal/mol in the gas phase. ... 

Substitution reactions by the ionization mechanism proceed very slowly on a-halo derivatives of ketones, aldehydes, acids, esters, nitriles, and related compounds. As discussed on p. 284, such substituents destabilize a carbocation intermediate. Substitution by the direct displacement mechanism, however, proceed especially readily in these systems. Table S.IS indicates some representative relative rate accelerations. Steric effects be responsible for part of the observed acceleration, since an sfp- caibon, such as in a carbonyl group, will provide less steric resistance to tiie incoming nucleophile than an alkyl group. The major effect is believed to be electronic. The adjacent n-LUMO of the carbonyl group can interact with the electnai density that is built up at the pentacoordinate carbon. This can be described in resonance terminology as a contribution flom an enolate-like stmeture to tiie transition state. In MO terminology,.the low-lying LUMO has a... 

Ionization is obviously important in the SnI mechanism of nucleophilic substitution, and indeed two ion pair intermediates have been invoked.These are related as in Eq. (8-19), where (s) represents the solvent. 

Sneen et al. formulated an intermediate-mechanism theory. The formulation is in fact very broad and applies not only to borderline behavior but to all nucleophilic substitutions at a saturated carbon. According to Sneen, all SnI and Sn2 reactions can be accommodated by one basic mechanism (the ion-pair mechanism). The substrate first ionizes to an intermediate ion pair that is then converted to products ... 

Ejfect ofSolvent. In addition to the solvent effects on certain SeI reactions, mentioned earlier (p. 764), solvents can influence the mechanism that is preferred. As with nucleophilic substitution (p. 448), an increase in solvent polarity increases the possibility of an ionizing mechanism, in this case SeI, in comparison with the second-order mechanisms, which do not involve ions. As previously mentioned (p. 763), the solvent can also exert an influence between the Se2 (front or back) and SeI mechanisms in that the rates of Se2 mechanisms should be increased by an increase in solvent polarity, while Sni mechanisms are much less affected. 

A unimolecular ionization was shown to be the mechanism of solvolysis by means of rate studies, solvent effects, salt effects, and structural effects (179,180). The products of reaction consist of benzo [bjthiophen derivatives 209 or nucleophilic substitution products 210, depending upon the solvent system employed. By means of a series of elegant studies, Modena and co-workers have shown that the intermediate ion 208 can have either the open vinyl cation structure 208a or the cyclic thiirenium ion 208b, depending... 

Nucleophilic Substitution at Benzyl Derivatives. The sharp break from a stepwise to a concerted mechanism that is observed for nucleophilic substitution of azide ion at X-l-Y (Figs. 2.2 and 2.5) is blurred for nucleophilic substitution at the primary 4-methoxybenzyl derivatives (4-MeO,H)-3-Y. For example, the secondary substrate (4-MeO)-l-Cl reacts exclusively by a stepwise mechanism through the liberated carbocation intermediate (4-MeO)-T, which shows a moderately large selectivity toward azide ion ( az/ s = 100 in 50 50 (v/v) water/ trifluoroethanol). The removal of an a-Me group from (4-MeO)-l-Cl to give (4-MeO,H)-3-Cl increases the barrier to ionization of the substrate in the stepwise reaction relative to that for the concerted bimolecular substitution of azide ion. The result is that both of these mechanisms are observed concurrently for nucleophilic substitution of azide ion at (4-MeO,H)-3-Cl in water/acetone solvents. These concurrent stepwise and concerted nucleophilic substitution reactions of azide ion with (4-MeO,H)-3-Cl show that there is no sharp borderline between mechanisms for substitution at primary benzylic carbon, but instead a region of overlap where both mechanisms are observed. 

A. Williams, Concerted Organic and Bioorganic Mechanisms, CRC Press, New York, 2000. W. P. Jencks, How Does a Reaction Choose Its Mechanism , Chem. Soc. Rev. 1981,10, 345. J. P. Richard, Simple Relationships between Carbocation Lifetime and the Mechanism for Nucleophilic Substitution at Saturated Carbon, Adv. Carbocation Chem. 1989, 1, 122. T. W. Bentley and G. Llewellyn, Scales of Solvent Ionizing Power, Prog. Phys. Org. Chem. 1990, 17, 121. 

Scheme 7.15] or S -type mechanism [Equation (7.9)]. Depending on the nature of the nucleophile and catalyst employed, the subsequent nucleophilic substitution of the metal can follow either via a-elimination [path A, Equations (7.8) and (7.9), Scheme 7.15], via an SN2 reaction (path B) or via an SN2 -type reaction (path C). For reasons of clarity, only strictly concerted and stereospecific SN2- or SN2 -anti-type mechanistic scenarios are shown in Scheme 7.15. The situation might, however, be complicated if, e.g., the initial S l -anti ionization event is competing with an Sn2 -syn reaction. Erosion in stereo- and regioselectivity can be the result of these competing reactions. Furthermore, fluxional intermediates such as 7t-allyl Fe complexes are not shown in Scheme 7.15 for reasons of clarity. These intermediates are known for a variety of late transition metal allyl complexes and will be referred to later. Moreover, apart from these ionic mechanisms, radicals might also be involved in the reaction. So far no distinct mechanistic study on allylic substitutions has been published.

It should be mentioned that a solvent change affects not only the reaction rate, but also the reaction mechanism (see Section 5.5.7). The reaction mechanism for some haloalkanes changes from SnI to Sn2 when the solvent is changed from aqueous ethanol to acetone. On the other hand, reactions of halomethanes, which proceed in aqueous ethanol by an Sn2 mechanism, can become Sn 1 in more strongly ionizing solvents such as formic acid. For a comparison of solvent effects on nucleophilic substitution reactions at primary, secondary, and tertiary carbon atoms, see references [72, 784]. 

The ionization mechanism has several distinguishing features. The ionization step is rate determining and the reaction exhibits first-order kinetics, with the rate of decomposition of the reactant being independent of the concentration and identity of the nucleophile. The symbol assigned to this mechanism is Sjyl, for substitution, nucleophilic, unimolecular. 

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