Dotz benzannulation reaction mechanism

Fig. 2.24. Possible mechanism of the Dotz benzannulation reaction (R, R large, small substitutents H, alkyl, aryl).

The formation of cycloheptadienones from alkoxy(cyclopropyl)carbene complexes and alkynes (Entry 5, Table 2.24) [388,389] proceeds essentially by the same mechanism as the Dotz benzannulation reaction (see Figure 2.32). The cyclopropyl group participates in the electrocyclic rearrangement as the equivalent of a vinyl group. 

A new chromahexatriene (118) route has been proposed for the mechanism of the Dotz benzannulation reaction between vinylcarbene complexes (117) and ethynes (Scheme 46). ... 

The mechanism of the Dotz benzannulation reaction has not been fully elucidated. The first step is the ratedetermining dissociation of one carbonyl ligand from the Fischer carbene complex, which is cis to the carbene moiety. Subsequently, the alkyne component coordinates to the coordinatively unsaturated carbene complex, and then it inserts into the metal-carbon bond. After the alkyne insertion, a vinylcarbene is formed that can lead to the product by two different pathways (Path A or Path b). ... 

The first and rate-determining step involves carbon monoxide dissociation from the initial pentacarbonyl carbene complex A to yield the coordinatively unsaturated tetracarbonyl carbene complex B (Scheme 3). The decarbonyla-tion and consequently the benzannulation reaction may be induced thermally, photochemically [2], sonochemically [3], or even under microwave-assisted conditions [4]. A detailed kinetic study by Dotz et al. proved that the initial reaction step proceeds via a reversible dissociative mechanism [5]. More recently, density functional studies on the preactivation scenario by Sola et al. tried to propose alkyne addition as the first step [6],but it was shown that this... 

Key words Dotz reaction, benzannulation, Fischer carbene complexes, reaction mechanism, density functional theory... 

Despite the undeniable synthetic value of the benzannulation reaction of aryl and alkenyl Fischer carbene complexes, the details of its mechanism at the molecular level remain to be ascertained. Indeed, although a relatively large number of theoretical studies have been directed to the study of the molecular and electronic structure of Fischer carbene complexes [22], few studies have been devoted to the analysis of the reaction mechanisms of processes involving this kind of complexes [23-30]. The aim of this work is to present a summary of our theoretical research on the reaction mechanism of the Dotz reaction between ethyne and vinyl-substituted hydroxycarbene species to yield p-hydroxyphenol. 

The [3+2+1] cycloaddition of an a, 3-unsaturated or aryl carbene complex of chromium, an alkyne, and carbon monoxide, that is named the Dotz benzannulation, is a useful method for the synthesis of a phenol or naphthol derivative, although this reaction requires a stoichiometric amount of the chromium carbene complex of chromium [35]. A mechanism of this reaction is shown in Scheme 21.31. When unsymmetrical alleynes are used, the regioselectivity is determined in the alkyne insertion step by the steric effect. 

Transition-metal carbene complexes have proven especially useful in the construction of six-membered rings, primarily in the synthesis of naphthalenes and higher aromatic ring systems. The major method employed is the Dbtz benzannulation reaction (depicted in Scheme 17.12), where an a,p-unsaturated or aryl carbene complex of chromium (78) couples with an alkyne to afford a phenol derivative (76). This reaction has been demonstrated for a vast array of molecular architectures and functionalities and has proven to be a very reliable and efificient process. Perhaps the major limitation on the synthetic utility is the construction of the carbene complex for systems that require structural complexity in the carbene complex. In addition to the Dotz reaction itself, several efforts to develop alternative procedures have been inspired by a detailed understanding of the mechanism of the Dotz reaction. 

In several cases, investigators have invented novel benzannulation reactions based on a consideration of the mechanism for the Dotz reaction. In these investigations, alternative routes to specific intermediates in the mechanism proposed for the reaction were developed. Once formed, these compounds then enter readily into the benzannulation reaction pathway. 

A comprehensive treatment of the benzannulation of Fischer carbene complexes with alkynes is not possible in this review, and thus instead the material presented here will hopefully serve to give the reader an overview of its scope and limitations. The first report of this reaction was in 1975 by Dotz in which he describes the formation of the naphthol chromium tricarbonyl complex (236) from the reaction of the phenyl chromium complex (la) with diphenylacetylene. In the intervening years over 100 papers have been published describing various aspects of this reaction.The reaction of the generic cartene complex (233 Scheme 34) with alkynes will serve to focus the organization of the scope and limitations of the benzaimulation reaction. The issues to be considered are (i) the regioselectivity with unsymmetri-cal alkynes (ii) possible mechanisms (iii) applications in natural product syntheses (iv) the effect of substitution on the aryl or alkenyl substituent of the carbene carbon (v) functionality on the alkyne (vi) effects of the solvent and the concentration of the alkyne (vii) tandem applications with other reactions of carbene complexes (viii) reactions where aromatization is blocked (cyclohexadienone annulation) (ix) annulation of aryl versus alkenyl carbene complexes (x) the effect of the ligands L on the metal (xi) the effect of the ancilliary substituent RX and (xii) reactions with —C X functionality. 

---