Suprafacial

Hiickel-type systems (such as Hilcfcel pericyclic reactions and suprafacial sigmatropic shifts) obey the same rules as for sigma electron. The rationale for this observation is clear If the overlap between adjacent p-electron orbitals is positive along the reaction coordinate, only the peraiutational mechanism can... 

Suprafacial attack of me ethene molecule on anotlier (left) is not permitted by the Woodward-Hoffmann id the alternative antarafacial mode of attack is sterically unfavourable. Suprafacial attack is however permitted Diels-Alder reaction between butadiene and ethene (right). 

A bonding interaction can be maintained only in the antarafacial mode. The 1,3-suprafacial shift of hydrogen is therefore forbidden by orbital symmetry considerations. The allowed... 

A similar analysis of the 1,5-sigmatropic shift of hydrogen leads to the opposite conclusion. The relevant frontier orbitals in this case are the hydrogen Is orbital and ij/j of the pentadienyl radical. The suprafacial mode is allowed whereas the antarafacial mode is forbidden. The suprafacial shift corresponds to a favorable six-membered ring. 

When an alkyl group migrates, there is an additional stereochemical feature to consider. The shift can occur with retention or inversion at the migrating center. The analysis of sigmatropic shifts of alkyl groups is illustrated in Fig. 11.7. The allowed processes include the suprafacial 1,3-shift with inversion and the suprafacial 1,5-shift with retention. Sigmatropic rearrangements of order [3,3] are very common ... 

The transition state for such processes is represented as two interacting allyl fragments. When the process is suprafacial in both groups, an aromatic transition state results, and the process is thermally allowed. Usually, a chairlike transition state is involved, but a boatlike conformation is also possible. 

Suprafacial 1,3-shifts with inversion of configuration at the migrating carbon have also been observed in the thermal conversion of bicyclo[2.1.1]hexenes to bicyclo[3.1.0]-hexenes. ... 

These are suprafacial sigmatropic shifts of order [1,5] and should occur with retention of configuration at the migrating carbon. This stereochemical course has been established for the 1,5-alkyl shift that converts 16 to 17. The product which is isolated, 18, results from a subsequent 1,5-hydrogen shift, but this does not alter the stereochemistry at the migrating... 

When this prior stereoi merization is accounted for, the rearrangonent is found to have resulted fixtm a mixture of all possible suprafacial, antarafacial, inversion, and retention combinations in reughly equal amounts, indicating that no stereochemical pathway is strongly preferred. Substituted systems, however, show higher stereoselectivity. Theoretical modeling of the reaction finds no intermediate, but tire titumtinn state is diradical in character. ... 

Cycloaddition involves the combination of two molecules in such a way that a new ring is formed. The principles of conservation of orbital symmetry also apply to concerted cycloaddition reactions and to the reverse, concerted fragmentation of one molecule into two or more smaller components (cycloreversion). The most important cycloaddition reaction from the point of view of synthesis is the Diels-Alder reaction. This reaction has been the object of extensive theoretical and mechanistic study, as well as synthetic application. The Diels-Alder reaction is the addition of an alkene to a diene to form a cyclohexene. It is called a [47t + 27c]-cycloaddition reaction because four tc electrons from the diene and the two n electrons from the alkene (which is called the dienophile) are directly involved in the bonding change. For most systems, the reactivity pattern, regioselectivity, and stereoselectivity are consistent with describing the reaction as a concerted process. In particular, the reaction is a stereospecific syn (suprafacial) addition with respect to both the alkene and the diene. This stereospecificity has been demonstrated with many substituted dienes and alkenes and also holds for the simplest possible example of the reaction, that of ethylene with butadiene ... 

In general, stereochemical predictions based on the Alder rule can be made by aligning the diene and dienophile in such a way that the unsaturated substituent on the dienophile overlaps the diene n system. The stereoselectivity predicted by the Alder rule is independent of the requirement for suprafacial-suprafacial cycloaddition, since both the endo and exo transition states meet this requirement. 

When the orbitals have been classified with respect to symmetry, they can be arranged according to energy and the correlation lines can be drawn as in Fig. 11.10. From the orbital correlation diagram, it can be concluded that the thermal concerted cycloadditon reaction between butadiene and ethylene is allowed. All bonding levels of the reactants correlate with product ground-state orbitals. Extension of orbital correlation analysis to cycloaddition reactions involving other numbers of n electrons leads to the conclusion that the suprafacial-suprafacial addition is allowed for systems with 4n + 2 n electrons but forbidden for systems with 4n 7t electrons. 

The selection rules for cycloaddition reactions can also be derived from consideration of the aromaticity of the transition state. The transition states for [2tc -f 2tc] and [4tc -1- 2tc] cycloadditions are depicted in Fig. 11.11. For the [4tc-1-2tc] suprafacial-suprafacial cycloaddition, the transition state is aromatic. For [2tc -F 2tc] cycloaddition, the suprafacial-suprafacial mode is antiaromatic, but the suprafacial-antarafacial mode is aromatic. In order to specify the topology of cycloaddition reactions, subscripts are added to the numerical classification. Thus, a Diels-Alder reaction is a [4tc -f 2 ] cycloaddition. The... 

There are also reactions which show stereoselectivity primarily because of mechanism rather than spatial bias of substrate. For instance, the conversion of an olefin to a 1,2-diol by osmium tetroxide mechanistically is a cycloaddition process which is strictly suprafacial. The hydroxylation transform has elements of both substrate and mechanism control, as illustrated by the retrosynthetic conversion of 146 to 147. The validity of the retrosynthetic removal of both... 

According to the Woodw ard-Hofmann rules the concerted thermal [2n + 2n] cycloaddition reaction of alkenes 1 in a suprafacial manner is symmetry-forbidden, and is observed in special cases only. In contrast the photochemical [2n + 2n cycloaddition is symmetry-allowed, and is a useful method for the synthesis of cyclobutane derivatives 2. 

Irradiation of Z-but-2-ene 8 initiates a cyclodimerization reaction, even without a photosensitizer." This cycloaddition proceeds from a singlet state and is likely to be a concerted, one-step reaction. Bond formation occurs suprafacial with respect to both reactants, whereupon only the tetramethylcyclobutanes 9 and 10 can be formed ... 

For a successful cycloaddition to take place, the terminal tt lobes of the two reactants must have the correct symmetry for bonding to occur. This can happen in either of two ways, called supra facial and antara facial. Suprafacial cycloaddjtions take place when a bonding interaction occurs between lobes on the same face of one reactant and lobes on the same face of the other reactant. Antarafacial cycloadditions take place when a bonding interaction occurs between lobes on the same face of one reactant and lobes on opposite faces of the other reactant (Figure 30.8). 

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