Substituent constant resonance

The am and ap values for R3Si groups have been measured in a variety of ways for a variety of reactions. Hansch, Leo and Taft11 have surveyed Hammett substituent constants, resonance and field parameters and a selection of values of am and ap for R3Si groups are presented in Table 1. 

TABLE 1. Selected Hammett substituent constants, resonance and field parameters for silicon-based substituents... 

Taft resonance constants electronic substituent constants ( resonance electronic constants)... 

This work already showed that substituent constants of one reaction can only be transferred to another reaction when similar effects are operating and when they are operating to the same extent. In order to find a broader basis for the transfer-ability of substituent constants, they were split into substituent constants for the resonance effect and those for the inductive effect. 

Decades of work have led to a profusion of LEERs for a variety of reactions, for both equilibrium constants and reaction rates. LEERs were also established for other observations such as spectral data. Furthermore, various different scales of substituent constants have been proposed to model these different chemical systems. Attempts were then made to come up with a few fundamental substituent constants, such as those for the inductive, resonance, steric, or field effects. These fundamental constants have then to be combined linearly to different extents to model the various real-world systems. However, for each chemical system investigated, it had to be established which effects are operative and with which weighting factors the frmdamental constants would have to be combined. Much of this work has been summarized in two books and has also been outlined in a more recent review [9-11]. 

The more extensive problem of correlating substituent effects in electrophilic substitution by a two-parameter equation has been examined by Brown and his co-workers. In order to define a new set of substituent constants. Brown chose as a model reaction the solvolysis of substituted dimethylphenylcarbinyl chlorides in 90% aq. acetone. In the case ofp-substituted compounds, the transition state, represented by the following resonance structures, is stabilized by direct resonance interaction between the substituent and the site of reaction. 

The suitability of the model reaction chosen by Brown has been criticised. There are many side-chain reactions in which, during reaction, electron deficiencies arise at the site of reaction. The values of the substituent constants obtainable from these reactions would not agree with the values chosen for cr+. At worst, if the solvolysis of substituted benzyl chlorides in 50% aq. acetone had been chosen as the model reaction, crJ-Me would have been —0-82 instead of the adopted value of —0-28. It is difficult to see how the choice of reaction was defended, save by pointing out that the variation in the values of the substituent constants, derivable from different reactions, were not systematically related to the values of the reaction constants such a relationship would have been expected if the importance of the stabilization of the transition-state by direct resonance increased with increasing values of the reaction constant. 

The color and constitution of cyanine dyes may be understood through detailed consideration of their component parts, ie, chromophoric systems, terminal groups, and solvent sensitivity of the dyes. Resonance theories have been developed to accommodate significant trends very successfully. For an experienced dye chemist, these are useful in the design of dyes with a specified color, band shape, or solvent sensitivity. More recendy, quantitative values for reversible oxidation—reduction potentials have allowed more complete correlation of these dye properties with organic substituent constants. 

Given in Table 4.5 in addition to the Hammett equation are ct and substituent constant sets which reflect a recognition that the extent of resonance participation can vary for different reactions. The values are used for reactions in which there is direct resonance interaction between an electron-donor substituent and a cationic reaction center, hereas the a set pertains to reactions in which there is a direct resonance interaction between the substitutent and an electron-rich reaction site. These are cases in which the resonance conqionent of the... 

One underlying physical basis for the failure of Hammett reaction series is that substituent interactions are some mixture of resonance, field, and inductive effects. When direct resonance interaction is possible, the extent of the resonance increases, and the substituent constants appropriate to the normal mix of resonance and field effects then fail. There have been many attempts to develop sets of a values that take into account extra resonance interactions. 

A more ambitious goal is to separate completely resonance effects from polar effects. This involves using separate substituent constants to account for resonance and polar effects. The modified equation, called a dual-substituent-parameter equation, takes... 

In general, the dissection of substituertt effects need not be limited to resonance and polar components, vdiich are of special prominence in reactions of aromatic compounds.. ny type of substituent interaction with a reaction center could be characterized by a substituent constant characteristic of the particular type of interaction and a reaction parameter indicating the sensitivity of the reaction series to that particular type of interactioa For example, it has been suggested that electronegativity and polarizability can be treated as substituent effects separate from polar and resonance effects. This gives rise to the equation... 

Because the substituent groups have a direct resonance interaction with the charge that develops in the a-complex, quantitative substituent effects exhibit a high resonance component. Hammett equations usually correlate best with the substituent constants (see Section 4.3). ... 

Reactions that occur with the development of an electron deficiency, such as aromatic electrophilic substitutions, are best correlated by substituent constants based on a more appropriate defining reaction than the ionization of benzoic acids. Brown and Okamoto adopted the rates of solvolysis of substituted phenyldimeth-ylcarbinyl chlorides (r-cumyl chlorides) in 90% aqueous acetone at 25°C to define electrophilic substituent constants symbolized o-. Their procedure was to establish a conventional Hammett plot of log (.k/k°) against (t for 16 /wcra-substituted r-cumyl chlorides, because meta substituents cannot undergo significant direct resonance interaction with the reaction site. The resulting p value of —4.54 was then used in a modified Hammett equation. 

The constants oi were taken equal to a scaled value of the aliphatic polar substituent constants a (which are defined in Section 7.3), and a was set at 3 (or a = in for substituents capable of through resonance). The resulting plots of Eq. (7-32) gave good LEER, which was interpreted to justify the approach. Refinements, - of this treatment showed that a depends upon the reaction, although most values fell ... 

The ortho effect may consist of several components. The normal electronic effect may receive contributions from inductive and resonance factors, just as with tneta and para substituents. There may also be a proximity or field electronic effect that operates directly between the substituent and the reaction site. In addition there may exist a true steric effect, as a result of the space-filling nature of the substituent (itself ultimately an electronic effect). Finally it is possible that non-covalent interactions, such as hydrogen bonding or charge transfer, may take place. The role of the solvent in both the initial state and the transition state may be different in the presence of ortho substitution. Many attempts have been made to separate these several effects. For example. Farthing and Nam defined an ortho substituent constant in the usual way by = log (K/K ) for the ionization of benzoic acids, postulating that includes both electronic and steric components. They assumed that the electronic portion of the ortho effect is identical to the para effect, writing CTe = o-p, and that the steric component is equal to the difference between the total effect and the electronic effect, or cts = cr — cte- They then used a multiple LFER to correlate data for orrAo-substituted reactants. 

Many other definitions of an ortho substituent constant have been made Shorter has reviewed these. Charton analyzed Oo in terms of Oi and CTr, i.e., = a(Ti -I- fpoR, finding that the distribution of inductive and resonance effects (the ratio a/b) varies widely with the substituent and, therefore, that no general Oo scale is possible. Charton also subjected to analysis according to Eq. (7-47),... 

Probably the most important development of the past decade was the introduction by Brown and co-workers of a set of substituent constants,ct+, derived from the solvolysis of cumyl chlorides and presumably applicable to reaction series in which a delocalization of a positive charge from the reaction site into the aromatic nucleus is important in the transition state or, in other words, where the importance of resonance structures placing a positive charge on the substituent - -M effect) changes substantially between the initial and transition (or final) states. These ct+-values have found wide application, not only in the particular side-chain reactions for which they were designed, but equally in electrophilic nuclear substitution reactions. Although such a scale was first proposed by Pearson et al. under the label of and by Deno et Brown s systematic work made the scale definitive. 

Sets of homo- and hetero-nuclear substituent constants for the alkoxy-dechlorination of 4-chloroquinolines have been recently obtained from preliminary values of the p-constants and can be extended and improved on the basis of the more extensive data now available. A detailed discussion on substituent constants would extend beyond the scope of this review. In general, it can be stated that unless enhanced resonance interaction occurs with the reaction center in the transition state (i.e., para-, cata-, amphi-N02 groups) or with the aza... 

Within the context of this book the quantitative relationships between structure and chemical reactivity are very informative. One of the early postulates of Ingold and his school in the 1930s (review see Ingold, 1969, p. 78) was that the electronic effects of substituents are composed of two main parts a field/inductive component and a mesomeric component. Hammett s work indicated clearly from the beginning that his substituent constants am and crp reflect Ingold s postulate in numerical terms. In particular, many observations indicated that the /7-substituent constant ap is the sum of a field/inductive component 0 and a resonance (mesomeric) component (Jr. 

B. The Separation of Inductive and Resonance Effects Substituent Constants from Spectroscopic Studies. 

However, the duality of substituent constants and the attempt to deal with crossconjugation by selecting cr+, a or a in any given case is somewhat artificial. The contribution of the resonance effect of a substituent relative to its inductive effect must in principle vary continuously as the electron-demanding quality of the reaction center is varied, i.e. whether it is electron-rich or electron-poor. A sliding scale of substituent constants would be expected for each substituent having a resonance effect and not just a pair of discrete values a and a for — R, or o and a for + R substituents55. 

Exner devoted some attention to SOPh and S02Ph in his extensive compilation of substituent constants of 197879. For the former, however, values based directly on chemical reactivity were found to be few, as is already apparent in the present section, and so Exner considered it useful to give values based on appropriate summation of inductive and resonance constants (see Section III.B). These were considered to be normal values, i.e. 7m° and a°, of 0.51 and 0.50 respectively. Corresponding values for S02Ph were 0.59 and 0.66 respectively, both slightly smaller (for no obvious reason) than the chemically based values of am and ap (and a value supposed to be of a°) quoted earlier in this section. 

Oj and aR are respectively the inductive and resonance constants of Taft s analysis of ordinary composite Hammett constants (values obtained by Charton were used) and v is the steric substituent constant developed by Charton161,162. The intercept term, h, notionally corresponds to log k for H as an orfho-substituent, but is not found in practice always to agree closely with the observed value of log k for the parent system. 

Taft (21) has suggested that the electrical effect of a substituent is composed of localized (inductive and/or field) and delocalized (resonance) factors. Thus we may write the substituent constant of the group X as... 

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