BINOL complex, with lanthanides

The first class of catalysts that was successfully applied to enantioselective synthesis of a-aminophosphonates were bimetallic complexes containing a chiral l,l -binaphthyl-2,2 -diol (BINOL) ligand with lanthanide and alkali metal ions 106 (Scheme 47.24). Shibasaki et al. screened different combinations of metal cations and found that for... 

The LLB catalysts described above served an important role in demonstrating the proof of principle for catalysis with lanthanide-BINOL complexes. In addition, they were the first catalysts for the enantioselective nitroaldol reaction and gave respectable selectivities in synthetically useful yields. However, the reactions required at least 3.3 mol % of the catalysts for efficient conversion, and at that loading the reactions are rather slow. Clearly, the need for more effective catalysts is indicated. Consideration of the mechanism for the catalytic asymmetric... 

These complexes are the first examples of multifunctional catalysts and demonstrate impressively the opportunities that can reside with the as yet hardly investigated bimetallic catalysis. The concept described here is not limited to lanthanides but has been further extended to main group metals such as gallium [31] or aluminum [32]. In addition, this work should be an incentive for the investigation of other metal-binaphthyl complexes to find out whether polynuclear species play a role in catalytic processes there as well. For example, the preparation of ti-tanium-BINOL complexes takes place in the presence of alkali metals [molecular sieve ( )]. A leading contribution in this direction has been made by Kaufmann et al, as early as 1990 [33], It was proven that the reaction of (5)-la with monobromoborane dimethyl sulfide leads exclusively to a binuclear, propeller-like borate compound. This compound was found to catalyze the Diels-Alder reaction of cyclopentadiene and methacrolein with excellent exo-stereoselectivity and enantioselectivity in accordance with the empirical rule for carbonyl compounds which has been presented earlier. 

One of the more reactive and selective catalysts of this type involves a bifunctional catalyst containing an alkali metal cation and an anionic lanthanide complex resulting from addition of excess binolate with lanthanide halides. Such catalysts have been used in asymmetric nitroaidol (Henry) reactions of ketones. Heterobimetallic Li-La alkoxo complexes (Figure 4.15) catalyzed these reactions with particularly high enantioselectivity. ... 

The first example for catalytic and enantioselective hydrophosphonylation of cyclic imines using cyclic phosphites is the lanthanide BINOL complex catalyzed hydrophosphonylation of 3-thiazolines. The pharmacologically interesting thiazolidinyl phosphonates are synthesized with excellent optical purities of up to 99% ee using the ytterbium-BINOL complex (116). 

Kobayashi and coworkers revealed that lanthanide triflates were excellent catalysts for aza-Diels-Alder reactions, and they successfully extended these into enantios-elective variants [65]. Initial trials using N-benzylideneaniline and cyclopentadiene with Yb(OTf)3 /B INOL/amine base system, which was optimized for Diels-Alder reaction (Scheme 13.20) resulted in failure. On the basis of the assumption that biden-tate substrate would be more suitable, N-benzylidene-2-hydroxyaniline was used for optimization studies. In the aza-Diels-Alder reaction, Yb(OTf)3/BINOL/DBU complex with 1 equivof amine additive afforded the best enantioselectivity (Table 13.21). 

The use of lanthanide complexes in asymmetric catalysis was pioneered by Danishefsky s group with the hetero-Diels-Alder reaction,and their utility as chiral Lewis acid catalysts was shown by Kobayashi. The Brpnsted base character of lanthanide-alkoxides has been used by Shibasaki for aldol reactions, cyanosilylation of aldehydes and nitroaldol reactions.The combination of Lewis acid and Brpnsted base properties of lanthanide complexes has been exploited in particular by Shibasaki for bifunctional asymmetric catalysis. These bimetallic lanthanide-main-group BINOL complexes are synthesized according to the following routes ... 

Shibasaki et al. also developed a barium complex (BaB-M, 14, Scheme 5) for the aldol reaction of acetophenone (la), making use of the strongly basic characteristic of barium alkoxide. The catalyst was prepared from Ba(0-z-Pr)2 and BINOL monomethyl ether, and the products were obtained in excellent yield with up to 70% ee (Scheme 6) [8], Shibasaki et al. attempted to incorporate a strong Bronsted base into the catalyst and developed a lanthanide heterobime-tallic catalyst (15) possessing lithium alkoxide moieties, which promoted the aldol reaction with up to 74% ee (Scheme 6) [9]. Noyori and Shibasaki et al. reported a calcium alkoxide catalyst (16) that was prepared from Ca[N(SiMe3)2]2,... 

Kobayashi reported an asymmetric Diels-Alder reaction catalyzed by a chiral lanthanide(III) complex 24, prepared from ytterbium or scandium triflate [ Yb(OTf)3 or Sc(OTf)3], (Zf)-BINOL and tertiary amine (ex. 1,2,6-trimethylpiperidine) [30], A highly enantioselective and endose-lective Diels-Alder reaction of 3-(2-butenoyl)-l,3-oxazolidin-2-one (23) with cyclopentadiene (Scheme 9.13) takes place in the presence of 24. When chiral Sc catalyst 24a was used, asymmetric amplification was observed with regard to the enantiopurity of (/ )-BINOL and that of the endoadduct [31 ]. On the other hand, in the case of chiral Yb catalyst 24b, NLE was affected by additives, that is, when 3-acetyl-l,3-oxazolidin-2-one was added, almost no deviation was observed from linearity, whereas a negative NLE was observed with the addition of 3-pheny-lacetylacetone. 

Further examples also show particularly impressive selectivity. Kiindig has used the cationic iron catalyst (8.83) in the Diels-Alder reaction to give cycloadduct (8.85). The ruthenium (BINAP) catalyst (8.86) effects the Diels-Alder reaction of cyclopentadiene with 2-substituted acrylates with ees up to 99%. Kobayashi has shown that lanthanide and scandium triflate complexes of BINOL with 1,2,6-trimethylpiperidine, formulated as complex (8.87), are effective with oxazohdinone-based substratesand gives good selectivity in the formation of the Diels-Alder product (8.52). 

Shibasald s concept of a cooperative effect exhibited by two different metals (usually an alkali with a group 3 metal or a lanthanide) in heterobimetallic BINOL-derived complexes was also fruitful in consecutive Michael-aldol additions. Thus, Al-Li-bis[binaphthoxide] complex R,R)-449, readily accessible from lithium aluminum hydride and 2 equiv. of (S)-BINOL, functions as a highly... 

Complex LSB 9 is readily prepared either by the reaction of La 0 Pr)3 with 3 equiv. of BINOL followed by the addition of NaO Bu (3 equiv.) or by the reaction of LaC vnHjO with sodium binaphthoxide. The complex 9 is stable to oxygen and moisture and has b n proven to be effective in the catalytic Michael reaction of various enones with either malonates or -keto esters. The Michael adducts with up to 92% ee were obtained in almost quantitative yield. Topical results with malonates are summarized in Table 8D.1 (Ln = lanthanide) [18]. In general, the use of THF as solvent gave the best results except for the case of the LSB-catalyzed reaction of frans-chalcone with dimethyl malonate, wherein the use of toluene was essential to give the adduct with good enantiomeric excess. The effects of the central metal (La, Pr, and Gd) on asynunetric induction were also examined in the same reaction, and LSB was found to be the best catalyst. 

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